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Financial Code - FIN - FIN § 100004
Financial Code - FIN - FIN § 100004
(a) Notwithstanding any law the commissioner shall have the authority to conduct investigations and examinations of an applicant or licensee as follows: (1) For purposes of determining whether an applicant is eligible for a license, or that a licensee is complying with the provis
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Financial Code - FIN - FIN § 100005
Financial Code - FIN - FIN § 100005
(a) If, in the opinion of the commissioner, a person who is required to be licensed under this division is engaged in business as a debt collector without a license from the commissioner, or a person or licensee has violated any provision of this division, an order, or a regulati
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Financial Code - FIN - FIN § 100006
Financial Code - FIN - FIN § 100006
(a) Notwithstanding any law, the commissioner may by rule or order prescribe circumstances under which to accept electronic records or electronic signatures. This section shall not be deemed to require the commissioner to accept electronic records or electronic signatures. (b) Fo
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Financial Code - FIN - FIN § 100006.3
Financial Code - FIN - FIN § 100006.3
(a) The commissioner may require an applicant for a license to make some or all of the filings with the commissioner through the Nationwide Multistate Licensing System & Registry. (b) The commissioner may require an application to be made through the Nationwide Multistate Licensi
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Financial Code - FIN - FIN § 100006.5
Financial Code - FIN - FIN § 100006.5
(a) The Debt Collection Licensing Fund is hereby established within the state treasury. (b) All licensing fees collected shall be deposited into the Fees Account which is hereby established within the fund. (c) All fines and penalties collected shall be deposited into the Penalti
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Financial Code - FIN - FIN § 100007
Financial Code - FIN - FIN § 100007
An applicant shall apply for a license by submitting all of the following to the commissioner: (a) A completed application for a license in a form prescribed by the commissioner and signed under penalty of perjury. An application shall include the location of the applicant’s prin
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Financial Code - FIN - FIN § 100008
Financial Code - FIN - FIN § 100008
(a) The commissioner shall require a background investigation of each applicant by means of a Federal Bureau of Investigation criminal history record check of the individuals subject to investigation under Section 100009 and shall require the submission of fingerprints for each i
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Financial Code - FIN - FIN § 100009
Financial Code - FIN - FIN § 100009
(a) (1) Upon the filing of an application for a license pursuant to Section 100007 and the payment of the fees, if the applicant is a partnership, the commissioner shall investigate all of the following: (A) The applicant. (B) The applicant’s managing partners and supervising par
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Financial Code - FIN - FIN § 10001
Financial Code - FIN - FIN § 10001
(a) No person, other than a California savings association or other person authorized by this division, shall do any business of an association. (b) No foreign savings association may control a California savings association. (c) No foreign holding company may control a Californi
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Financial Code - FIN - FIN § 100011
Financial Code - FIN - FIN § 100011
(a) When the application is complete, including the information from the Department of Justice, and the commissioner determines that the applicant has satisfied the requirements set forth in this division and does not find facts constituting reasons for denial, the commissioner s
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Financial Code - FIN - FIN § 100012
Financial Code - FIN - FIN § 100012
(a) The proceedings for a denial of a license shall be conducted in accordance with Chapter 5 (commencing with Section 11500) of Part 1 of Division 3 of Title 2 of the Government Code. (b) After notice and an opportunity for a hearing the commissioner may deny an application for
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Financial Code - FIN - FIN § 100013
Financial Code - FIN - FIN § 100013
(a) The commissioner may deem an application for a license abandoned if the applicant fails to respond to any request for information required by the commissioner or department during an investigation of the application. (b) The commissioner shall notify the applicant, in writing
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Financial Code - FIN - FIN § 100014
Financial Code - FIN - FIN § 100014
A license shall remain effective until the license is either suspended or revoked by the commissioner or surrendered by the licensee.
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Financial Code - FIN - FIN § 100015
Financial Code - FIN - FIN § 100015
(a) The commissioner is authorized to establish relationships or contracts with the Nationwide Multistate Licensing System & Registry or other entities designated by the Nationwide Multistate Licensing System & Registry to collect and maintain records and process transaction fees
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Financial Code - FIN - FIN § 100016
Financial Code - FIN - FIN § 100016
(a) Except as otherwise provided in Section 1512 of the SAFE Act (12 U.S.C. Sec. 5111(a)), the requirements under any federal law or the Information Practices Act of 1977 (Chapter 1 (commencing with Section 1798) of Part 4 of Division 3 of the Civil Code) regarding the privacy or
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Financial Code - FIN - FIN § 100017
Financial Code - FIN - FIN § 100017
The commissioner shall report regularly violations of this division, as well as enforcement actions and other relevant information, to the Nationwide Multistate Licensing System & Registry, to the extent that the information is a public record.
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Financial Code - FIN - FIN § 100018
Financial Code - FIN - FIN § 100018
(a) A licensee shall notify the commissioner, in writing, of any change in the information provided in the application for a license, as applicable, not later than 30 days after the occurrence of the event that results in the information becoming inaccurate or incomplete. (b) (1)
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Financial Code - FIN - FIN § 100019
Financial Code - FIN - FIN § 100019
A licensee shall do all of the following: (a) Develop policies and procedures reasonably intended to promote compliance with this division. (b) File with the commissioner any report required by the commissioner. (c) Comply with the provisions of this division and any regulation o
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Financial Code - FIN - FIN § 10002
Financial Code - FIN - FIN § 10002
Notwithstanding Section 10001, and subject to Section 10003, on and after January 1, 1991, a foreign savings association may conduct the business of an association in California or may acquire control of a California savings association, and a foreign holding company may acquire
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Financial Code - FIN - FIN § 100020
Financial Code - FIN - FIN § 100020
(a) Each licensee shall pay to the commissioner its pro rata share of all costs and expenses reasonably incurred in the administration of this division, as estimated by the commissioner, for the ensuing year and any deficit actually incurred or anticipated in the administration o
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Financial Code - FIN - FIN § 100021
Financial Code - FIN - FIN § 100021
(a) A licensee shall file an annual report with the commissioner, on or before March 15, that contains all relevant information that the commissioner reasonably requires concerning the business and operations conducted by the licensee in the state during the preceding calendar ye
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Financial Code - FIN - FIN § 100022
Financial Code - FIN - FIN § 100022
A licensee that ceases to engage in debt collection shall inform the commissioner in writing and surrender the license and all other indicia of license to the commissioner.
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Financial Code - FIN - FIN § 100023
Financial Code - FIN - FIN § 100023
(a) As often as the commissioner deems necessary and appropriate, the commissioner shall examine the affairs of each licensee for compliance with this division. The commissioner shall appoint suitable persons to perform the examination. The commissioner and their appointees may e
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Financial Code - FIN - FIN § 100025
Financial Code - FIN - FIN § 100025
(a) There is within the Department of Financial Protection and Innovation, a Debt Collection Advisory Committee. (b) The Debt Collection Advisory Committee shall advise the commissioner on matters relating to debt collection or the debt collection business, including proposed fee
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Financial Code - FIN - FIN § 10003
Financial Code - FIN - FIN § 10003
No foreign savings association may conduct the business of an association in California, and no foreign savings association or foreign holding company may acquire control of a California savings association, without the written approval of the commissioner. A foreign savings asso