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Financial Code - FIN - FIN § 12332

statute | California | California Legislative Counsel

Financial Code - FIN - FIN § 12332

(a) It is unlawful for any person to knowingly alter, destroy, mutilate, conceal, cover up, falsify, or make a false entry in any record, document, or tangible object with the intent to impede, obstruct, or influence the administration or enforcement of any provision of this divi

Financial Code - FIN - FIN § 12400

statute | California | California Legislative Counsel

Financial Code - FIN - FIN § 12400

The commissioner may, upon reasonable opportunity to be heard, suspend or revoke any license issued pursuant to this division, if he finds that: (a) The licensee has failed to report within 10 days the establishment of a mobile unit, branch office, or agency location, or has fail

Financial Code - FIN - FIN § 12401

statute | California | California Legislative Counsel

Financial Code - FIN - FIN § 12401

The commissioner may upon three days’ notice and a hearing, suspend any license for a period not exceeding 30 days, pending investigation.

Financial Code - FIN - FIN § 12401.1

statute | California | California Legislative Counsel

Financial Code - FIN - FIN § 12401.1

The commissioner may by order summarily suspend or revoke the license of a licensee who fails to pay the license fee prescribed by Section 12214 within 10 days after notice by the commissioner that such fee is due and payable. If, after such an order is made, a request for hearin

Financial Code - FIN - FIN § 12402

statute | California | California Legislative Counsel

Financial Code - FIN - FIN § 12402

Except where a shorter time for setting the hearing is prescribed in this division, all hearings under this division shall be conducted in accordance with Chapter 5 of Part 1 of Division 3 of Title 2 of the Government Code and in all cases the commissioner shall have all the powe

Financial Code - FIN - FIN § 12403

statute | California | California Legislative Counsel

Financial Code - FIN - FIN § 12403

Every order, decision, license, or other official act of the commissioner is subject to review in accordance with law.

Financial Code - FIN - FIN § 12404

statute | California | California Legislative Counsel

Financial Code - FIN - FIN § 12404

(a) The commissioner may, after appropriate notice and opportunity for hearing, by order, censure or suspend for a period not exceeding 12 months, or bar from any position of employment, management, or control any licensee, any nonprofit community service organization subject to

Financial Code - FIN - FIN § 125

statute | California | California Legislative Counsel

Financial Code - FIN - FIN § 125

“Commissioner” means the Commissioner of Financial Protection and Innovation and “department” means the Department of Financial Protection and Innovation.

Financial Code - FIN - FIN § 1250

statute | California | California Legislative Counsel

Financial Code - FIN - FIN § 1250

Unless the context otherwise requires, in this chapter: (a) “Bank” means a bank organized under the laws of this state. (b) “Control” means possession, direct or indirect, of the power: (1) To vote 25 percent or more of any class of the voting securities issued by a person; or (2

Financial Code - FIN - FIN § 1251

statute | California | California Legislative Counsel

Financial Code - FIN - FIN § 1251

No person shall, directly or indirectly, unless the commissioner has approved such acquisition of control, do any of the following: (a) Make a tender offer for, a request or invitation for tenders of, or an offer to exchange securities for, any voting security or any security con

Financial Code - FIN - FIN § 1252

statute | California | California Legislative Counsel

Financial Code - FIN - FIN § 1252

Notwithstanding any other provision of this chapter, except for those persons approved by the commissioner prior to September 1, 2002, and for those persons who control industrial banks as of September 1, 2002, no person may directly or indirectly, including through any merger, c

Financial Code - FIN - FIN § 1253

statute | California | California Legislative Counsel

Financial Code - FIN - FIN § 1253

An application for approval to acquire control of a bank or a controlling person shall be in such form and contain such information as the commissioner may require by regulation or order and shall be accompanied by the following fee: (a) In case the applicant has been a director

Financial Code - FIN - FIN § 1254

statute | California | California Legislative Counsel

Financial Code - FIN - FIN § 1254

If the commissioner finds, with respect to the proposed acquisition of control of a bank or a controlling person, that any of the factors set forth in subdivisions (a) to (g), inclusive, is true, he or she shall deny the application. If the commissioner finds that none of such fa

Financial Code - FIN - FIN § 1255

statute | California | California Legislative Counsel

Financial Code - FIN - FIN § 1255

(a) For purposes of Section 1254, the commissioner may find: (1) That the integrity of an acquiring person indicates that it would not be in the interest of the depositors, creditors, or shareholders of a bank or controlling person or in the interest of the public to permit the a

Financial Code - FIN - FIN § 1256

statute | California | California Legislative Counsel

Financial Code - FIN - FIN § 1256

The commissioner may, in approving a proposal to acquire control of a bank or a controlling person pursuant to Section 1254, impose such conditions as the commissioner deems reasonable or necessary or advisable in the public interest.

Financial Code - FIN - FIN § 1257

statute | California | California Legislative Counsel

Financial Code - FIN - FIN § 1257

The commissioner may, for good cause, amend, alter, suspend, or revoke any approval of a proposal to acquire control of a bank or a controlling person issued pursuant to Section 1254.

Financial Code - FIN - FIN § 1258

statute | California | California Legislative Counsel

Financial Code - FIN - FIN § 1258

Notwithstanding any other provision of this chapter, any application for approval to acquire control of a bank or a controlling person which is not denied or approved by the commissioner within a period of 60 days after such application is filed with the commissioner or, if the a

Financial Code - FIN - FIN § 1259

statute | California | California Legislative Counsel

Financial Code - FIN - FIN § 1259

(a) The commissioner, before determining whether, for purposes of this chapter, a person controls another person or before denying or approving an application for approval to acquire control of a bank or controlling person, may hold a hearing. (b) After determining whether, for p

Financial Code - FIN - FIN § 1260

statute | California | California Legislative Counsel

Financial Code - FIN - FIN § 1260

There shall be exempted from the provisions of Section 1251 any transaction, including, without limitation, any type or class of transactions, which the commissioner by regulation or order exempts as not being comprehended within the purposes of this chapter and the regulation of

Financial Code - FIN - FIN § 1261

statute | California | California Legislative Counsel

Financial Code - FIN - FIN § 1261

Whenever it appears to the commissioner that any person has committed or is about to commit a violation of any provision of this chapter or of any regulation or order of the commissioner issued pursuant to this chapter, the commissioner may apply to the superior court for an orde

Financial Code - FIN - FIN § 1262

statute | California | California Legislative Counsel

Financial Code - FIN - FIN § 1262

No person shall be entitled to vote or to give a written consent with respect to any security acquired in contravention of any provision of this chapter or of any regulation or order of the commissioner issued pursuant to this chapter for a period of three years after such acquis

Financial Code - FIN - FIN § 1263

statute | California | California Legislative Counsel

Financial Code - FIN - FIN § 1263

If any provision or clause of this chapter or the application thereof to any person or circumstance is held invalid, illegal, or unenforceable, such invalidity, illegality, or unenforceability shall not affect other provisions or applications of this article which can be given ef

Financial Code - FIN - FIN § 127

statute | California | California Legislative Counsel

Financial Code - FIN - FIN § 127

“Person” means an individual, sole proprietorship, partnership, joint venture, association, trust, estate, business trust, corporation, joint stock company, limited liability company, unincorporated association, sovereign government or agency, instrumentality, or political subdiv

Financial Code - FIN - FIN § 1280

statute | California | California Legislative Counsel

Financial Code - FIN - FIN § 1280

“Bank holding company” means: (a) Any person or company which: (1) Directly or indirectly owns, controls, or holds with power to vote, 10 percent or more of the outstanding stock of any domestic bank, or 10 percent or more of the outstanding stock of any domestic bank together wi

Financial Code - FIN - FIN § 1281

statute | California | California Legislative Counsel

Financial Code - FIN - FIN § 1281

“Company” means any domestic or foreign corporation, voting trust, business trust, limited partnership, partnership fund, joint stock company, association, syndicate, organized group of persons, or similar organization or group, whether incorporated or not.