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Financial Code - FIN - FIN § 18687
Financial Code - FIN - FIN § 18687
(a) No foreign (other state) industrial loan company that maintains a California branch office may transact at the branch office any business that it is not authorized to transact or is prohibited from transacting under the law of its domicile or that industrial loan companies or
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Financial Code - FIN - FIN § 1869
Financial Code - FIN - FIN § 1869
No corporation shall, either directly or indirectly, make any discount to any person for the purpose of enabling him to pay for or hold shares of its stock either subscribed for or purchased by him. Any corporation making any such discount shall forfeit to the people of the state
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Financial Code - FIN - FIN § 18690
Financial Code - FIN - FIN § 18690
Notwithstanding the provisions of Sections 18147 and 18165, a California industrial loan company may, with the prior approval of the commissioner and subject to any rules that the commissioner may prescribe, have an insured depository institution engage in authorized agency activ
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Financial Code - FIN - FIN § 18691
Financial Code - FIN - FIN § 18691
An application by a California industrial loan company for approval to have an insured depository institution engage in authorized agency activities as its agent shall be in the form, shall contain the information, shall be signed in the manner, and shall, if the commissioner req
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Financial Code - FIN - FIN § 18692
Financial Code - FIN - FIN § 18692
An application by a California industrial loan company for approval to have an insured depository institution engage in authorized agency activities as its agent shall be accompanied by a filing fee of two hundred fifty dollars ($250).
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Financial Code - FIN - FIN § 18693
Financial Code - FIN - FIN § 18693
In determining whether to approve or deny an application by a California industrial loan company for approval to have an insured depository institution engage in authorized agency activities as its agent, the commissioner shall consider both of the following: (a) Whether the prop
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Financial Code - FIN - FIN § 18694
Financial Code - FIN - FIN § 18694
No California industrial loan company may have an insured depository institution conduct as its agent any activity that the California industrial loan company is prohibited from conducting itself.
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Financial Code - FIN - FIN § 18695
Financial Code - FIN - FIN § 18695
No office of an insured depository institution that is performing authorized agency activities as agent for a California industrial loan company in accordance with this article shall, on that account, be deemed to be an office of the California industrial loan company.
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Financial Code - FIN - FIN § 18696
Financial Code - FIN - FIN § 18696
If the commissioner finds that any activity performed by an insured depository institution as agent for a California industrial loan company is not an authorized agency activity or that the agency arrangement is inconsistent with safe and sound practices, the commissioner may ord
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Financial Code - FIN - FIN § 18697
Financial Code - FIN - FIN § 18697
This article does not apply to a California industrial loan company’s having an insured depository institution engage in authorized agency activities as its agent in any case other than a case where, but for Section 18695, an office of the insured depository institution affiliate
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Financial Code - FIN - FIN § 187
Financial Code - FIN - FIN § 187
“Member of the public” means any person, except an agent, officer, or employee of the department acting within the scope of his or her agency, office, or employment. Member of the public does not include a director, officer, employee, attorney, accountant, or consultant of a lice
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Financial Code - FIN - FIN § 1870
Financial Code - FIN - FIN § 1870
No corporation shall by any system of accounting or any device of bookkeeping, directly or indirectly enter any of its assets upon its books in the name of any other person, or under any title or designation that is not truly descriptive thereof.
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Financial Code - FIN - FIN § 18700
Financial Code - FIN - FIN § 18700
Notwithstanding the provisions of Sections 18147 and 18165, a California industrial loan company may, with the prior approval of the commissioner and subject to any rules that the commissioner may prescribe, engage in authorized agency activities as agent for an insured depositor
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Financial Code - FIN - FIN § 18701
Financial Code - FIN - FIN § 18701
An application by a California industrial loan company for approval to engage in authorized agency activities as agent for an insured depository institution shall be in the form, shall contain the information, shall be signed in the manner, and shall, if the commissioner requires
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Financial Code - FIN - FIN § 18702
Financial Code - FIN - FIN § 18702
An application by a California industrial loan company for approval to engage in authorized agency activities as agent for an insured depository institution shall be accompanied by a filing fee of two hundred fifty dollars ($250).
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Financial Code - FIN - FIN § 18703
Financial Code - FIN - FIN § 18703
In determining whether to approve or deny an application by a California industrial loan company for approval to engage in authorized agency activities as agent for an insured depository institution, the commissioner shall consider both of the following factors: (a) Whether the p
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Financial Code - FIN - FIN § 18704
Financial Code - FIN - FIN § 18704
No California industrial loan company may conduct any activity as an agent for an insured depository institution that the California industrial loan company would be prohibited from conducting as a principal.
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Financial Code - FIN - FIN § 18705
Financial Code - FIN - FIN § 18705
(a) No office of a California industrial loan company that conducts authorized agency activities as agent for an insured depository institution in accordance with this article shall, on that account, be deemed to be an office of the insured depository institution. (b) For purpose
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Financial Code - FIN - FIN § 18706
Financial Code - FIN - FIN § 18706
If the commissioner finds that any activities performed by a California industrial loan company as agent for an insured depository institution are not authorized agency activities or that the agency arrangement is inconsistent with safe and sound practices, the commissioner may o
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Financial Code - FIN - FIN § 18707
Financial Code - FIN - FIN § 18707
This article does not apply to a California industrial loan company’s engaging in authorized agency activities as agent for an insured depository institution in any case other than a case where, but for Section 18705, an office of the California industrial loan company would for
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Financial Code - FIN - FIN § 1871
Financial Code - FIN - FIN § 1871
Every corporation shall conform its methods of keeping its books and records to such orders in respect thereto as have been made and promulgated by the commissioner. Any corporation that refuses or neglects to obey such order shall be subject to a penalty of one hundred dollars (
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Financial Code - FIN - FIN § 1872
Financial Code - FIN - FIN § 1872
Each official communication directed by the commissioner to a corporation or to any officer thereof, relating to an examination or investigation conducted by the department or containing suggestions or recommendations as to the conduct of the business of such corporation, shall b
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Financial Code - FIN - FIN § 1873
Financial Code - FIN - FIN § 1873
On or before the first day of February in each year, each corporation and every foreign corporation licensed by the commissioner to transact the business of such a corporation in this state, shall make a written report to the commissioner which shall contain a statement of its co
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Financial Code - FIN - FIN § 1874
Financial Code - FIN - FIN § 1874
Every corporation and foreign corporation shall also make such other special reports to the commissioner as he or she may from time to time require, which shall be in such form and filed at such date as may be prescribed by the commissioner and shall, if required by the commissio
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Financial Code - FIN - FIN § 1875
Financial Code - FIN - FIN § 1875
If any corporation or foreign corporation shall fail to make any report required by this article on or before the day designated for the making thereof, or shall fail to include therein any matter required by the commissioner, it shall forfeit to the people of the state the sum o