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Financial Code - FIN - FIN § 31825
Financial Code - FIN - FIN § 31825
It shall be unlawful for any licensee, directly or indirectly, to provide financing assistance to discharge, or to free other funds for use in discharging, in whole or in part, an obligation to any associate of such licensee; provided, however, that this section shall not apply t
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Financial Code - FIN - FIN § 31826
Financial Code - FIN - FIN § 31826
It shall be unlawful for any licensee, directly or indirectly, to provide financing assistance for the purchase of property from any associate of such licensee.
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Financial Code - FIN - FIN § 31827
Financial Code - FIN - FIN § 31827
It shall be unlawful for any licensee, directly or indirectly, to provide financing assistance to any person to whom any associate of such licensee provides financing assistance, either contemporaneously with, or within one year before or after, the providing of financing assista
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Financial Code - FIN - FIN § 31828
Financial Code - FIN - FIN § 31828
It shall be unlawful for any associate of a licensee, directly or indirectly, to receive from any person to whom such licensee provides financing assistance, any compensation in connection with the providing of such financing assistance or anything of value for procuring, influen
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Financial Code - FIN - FIN § 31829
Financial Code - FIN - FIN § 31829
It shall be unlawful for any licensee, directly or indirectly, to sell or otherwise transfer any of its assets to any of its associates.
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Financial Code - FIN - FIN § 31880
Financial Code - FIN - FIN § 31880
Any person who violates any provision of this chapter shall upon conviction be fined not more than ten thousand dollars ($10,000) or be imprisoned pursuant to subdivision (h) of Section 1170 of the Penal Code, or in a county jail for not more than one year, or be punished by both
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Financial Code - FIN - FIN § 31881
Financial Code - FIN - FIN § 31881
Nothing in this division limits the power of the state to punish any person for any act which constitutes a crime under any statute.
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Financial Code - FIN - FIN § 31900
Financial Code - FIN - FIN § 31900
If, after notice and a hearing, the commissioner finds that any person has violated any provision of this division or of any regulation or order issued under this division, the commissioner may order such person to pay to the commissioner a civil penalty in such amount as the com
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Financial Code - FIN - FIN § 31901
Financial Code - FIN - FIN § 31901
The provisions of Section 31900 are additional to, and not alternative to, other provisions of this division which authorize the commissioner to issue orders or to take other action on account of a violation of any provision of this division or of any regulation or order issued u
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Financial Code - FIN - FIN § 31950
Financial Code - FIN - FIN § 31950
In this chapter: (a) “Member” has the meaning set forth in the old law. (b) “Old corporation” means a corporation organized under the old law. (c) “Old law” means Part 6 (commencing with Section 14200), Division 3, Title 1 of the Corporations Code, as added by Chapter 985 of the
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Financial Code - FIN - FIN § 31951
Financial Code - FIN - FIN § 31951
Except as otherwise provided in Sections 31004 and 31952, the provisions of the General Corporation Law (Division 1 (commencing with Section 100), Title 1 of the Corporations Code) shall, on and after the effective date of this division, apply to each old corporation; provided, h
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Financial Code - FIN - FIN § 31952
Financial Code - FIN - FIN § 31952
In case any old corporation has, on the effective date of this division, any members: (a) The old law shall continue to apply with respect to matters relating to the rights and obligations of such members with respect to such old corporation and to matters relating to the rights
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Financial Code - FIN - FIN § 320
Financial Code - FIN - FIN § 320
(a) The chief officer of the Department of Financial Protection and Innovation is the Commissioner of Financial Protection and Innovation. The Commissioner of Financial Protection and Innovation is the head of the department with the authority and responsibility over all officers
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Financial Code - FIN - FIN § 32000
Financial Code - FIN - FIN § 32000
This division shall be known and may be cited as the “State Assistance Fund for Enterprise Act of 1989.”
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Financial Code - FIN - FIN § 32001
Financial Code - FIN - FIN § 32001
In this division, unless the context otherwise requires: (a) A reference to a statute or to a regulation includes such statute or regulation as amended, whether before or after the effective date of this division, as well as any new statute or regulation substituted for such stat
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Financial Code - FIN - FIN § 32002
Financial Code - FIN - FIN § 32002
If any provision of this division or the application thereof to any person or circumstances is held invalid, illegal, or unenforceable, such invalidity, illegality, or enforceability shall not affect other provisions or applications of this division which can be given effect with
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Financial Code - FIN - FIN § 3201
Financial Code - FIN - FIN § 3201
On or after July 1, 2026, a person shall not engage in digital financial asset business activity, or hold itself out as being able to engage in digital financial asset business activity, with or on behalf of a resident unless any of the following is true: (a) The person is licens
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Financial Code - FIN - FIN § 3203
Financial Code - FIN - FIN § 3203
(a) An application for a license under this division shall meet all of the following requirements: (1) The application shall be in a form and medium prescribed by the department. (2) Except as otherwise provided in subdivision (b), the application shall provide all of the followi
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Financial Code - FIN - FIN § 3205
Financial Code - FIN - FIN § 3205
(a) The commissioner may issue a conditional license to an applicant who holds or maintains a license to conduct virtual currency business activity in the state of New York pursuant to Part 200 of Title 23 of the New York Code of Rules and Regulations or a charter as a New York S
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Financial Code - FIN - FIN § 3207
Financial Code - FIN - FIN § 3207
(a) (1) (A) A licensee shall maintain a surety bond or trust account in United States dollars in a form and amount as determined by the department for the protection of residents that engage in digital financial asset business activity with the licensee. (B) If a licensee maintai
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Financial Code - FIN - FIN § 3209
Financial Code - FIN - FIN § 3209
(a) The department shall issue a license to an applicant if all of the following conditions are satisfied: (1) The commissioner finds that all of the criteria described in paragraph (1) of subdivision (b) of Section 3203 are satisfied. (2) The applicant has complied with this cha
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Financial Code - FIN - FIN § 321
Financial Code - FIN - FIN § 321
(a) In this section, “order” means any approval, consent, authorization, exemption, denial, prohibition, requirement, or other administrative action, applicable to a specific case. (b) Upon the operative date of this section, as amended during the 2019–20 legislative session, the
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Financial Code - FIN - FIN § 32101
Financial Code - FIN - FIN § 32101
The purposes of this division are the following: (a) To enhance the availability of financial assistance for small business in California. (b) To increase the cost effectiveness and efficiency of financial assistance to small businesses provided by the state. (c) To provide maxim
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Financial Code - FIN - FIN § 3211
Financial Code - FIN - FIN § 3211
(a) Subject to subdivision (h), between October 1 and November 1 of each year, a licensee shall submit to the department an annual report under subdivision (b). (b) The annual report required by subdivision (a) shall be submitted in a form and medium prescribed by the department.
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Financial Code - FIN - FIN § 3213
Financial Code - FIN - FIN § 3213
A license under this division is not transferable or assignable.