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Financial Code - FIN - FIN § 379
Financial Code - FIN - FIN § 379
(a) For the purposes of this section the following definitions shall apply: (1) “Control” has the meaning set forth in subdivision (b) of Section 1250. “Control” also means the ownership of a subject person by means of sole proprietorship, partnership, or by any other similar mea
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Financial Code - FIN - FIN § 380
Financial Code - FIN - FIN § 380
(a) The commissioner shall inform appropriate state and federal officials charged with the regulation of financial institutions or securities transactions of any enforcement actions, including, but not limited to, civil or criminal actions, cease and desist orders, license or aut
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Financial Code - FIN - FIN § 3801
Financial Code - FIN - FIN § 3801
The provisions of this division are severable. If any provision of this division or its application is held invalid, that invalidity shall not affect other provisions or applications that can be given effect without the invalid provision or application.
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Financial Code - FIN - FIN § 381
Financial Code - FIN - FIN § 381
Chapter 5 (commencing with Section 11500) of Part 1 of Division 3 of Title 2 of the Government Code does not apply to hearings conducted by the department.
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Financial Code - FIN - FIN § 382
Financial Code - FIN - FIN § 382
(a) The department shall require fingerprint images from any department employee, prospective employee or applicant seeking employment within the department, contractor, subcontractor, or volunteer who may have access to criminal offender record information. (b) The fingerprint i
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Financial Code - FIN - FIN § 3901
Financial Code - FIN - FIN § 3901
For purposes of this division: (a) “Charges” means either of the following: (1) Fees or expenses paid by the customer. (2) The difference between the current market price of the digital financial asset on a licensed digital financial asset exchange and the price of the digital fi
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Financial Code - FIN - FIN § 3902
Financial Code - FIN - FIN § 3902
An operator shall not accept or dispense more than one thousand dollars ($1,000) in a day from or to a customer via a digital financial asset transaction kiosk.
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Financial Code - FIN - FIN § 3904
Financial Code - FIN - FIN § 3904
On or after January 1, 2025, an operator shall not collect charges, whether direct or indirect, from a customer related to a single digital financial asset transaction that exceed the greater of the following: (a) Five dollars ($5). (b) Fifteen percent of the United States dollar
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Financial Code - FIN - FIN § 3905
Financial Code - FIN - FIN § 3905
(a) (1) On or after January 1, 2025, before a digital financial asset transaction, an operator shall provide a written disclosure in English and in the same language principally used by the operator to advertise, solicit, or negotiate with a customer containing the terms and cond
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Financial Code - FIN - FIN § 3906
Financial Code - FIN - FIN § 3906
(a) An operator shall provide to the department a list of all locations of digital financial asset transaction kiosks that the operator owns, operates, or manages in this state. (b) An operator shall provide the department with updates to the list required by this section within
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Financial Code - FIN - FIN § 3907
Financial Code - FIN - FIN § 3907
(a) On or after July 1, 2026, an operator shall comply with Section 3201 to the extent that the operator engages in digital financial asset business activity. (b) If an operator does not engage in digital financial asset business activity but allows or facilitates another person
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Financial Code - FIN - FIN § 4
Financial Code - FIN - FIN § 4
Unless the context otherwise requires the general provisions hereinafter set forth govern the construction of this code.
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Financial Code - FIN - FIN § 400
Financial Code - FIN - FIN § 400
As of the operative date of this section, there is established a Financial Institutions Fund in the State Treasury. Except as otherwise provided in Division 5 (commencing with Section 14000), all money collected or received by the commissioner under this code shall be deposited w
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Financial Code - FIN - FIN § 4000
Financial Code - FIN - FIN § 4000
(a) For purposes of this division, the following terms have the following meanings: (1) “Charge cardholder” and “charge card issuer” have the meaning defined in Section 1748.21 of the Civil Code and “charge card” means those cards defined in subdivision (a) of Section 1748.21 of
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Financial Code - FIN - FIN § 4001
Financial Code - FIN - FIN § 4001
(a) A supervised financial organization or charge card issuer may not charge more than any of the following amounts: (1) If set forth in the consumer credit or charge card agreement, one of the following fees: (A) Seven dollars ($7) with respect to any monthly billing cycle as a
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Financial Code - FIN - FIN § 4002
Financial Code - FIN - FIN § 4002
(a) (1) Upon the request of a person who has obtained a police report pursuant to Section 530.6 of the Penal Code, a supervised financial organization shall provide to the person, or to a law enforcement officer specified by the person, copies of all application forms or applicat
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Financial Code - FIN - FIN § 405
Financial Code - FIN - FIN § 405
(a) The commissioner shall annually collect pro rata from the banks and trust companies under the supervision of the department a fund in an amount sufficient in the commissioner’s judgment to meet the expenses of the department in administering laws relating to banks or trust co
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Financial Code - FIN - FIN § 4050
Financial Code - FIN - FIN § 4050
This division shall be known and may be cited as the California Financial Information Privacy Act.
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Financial Code - FIN - FIN § 40500
Financial Code - FIN - FIN § 40500
It is the intent of the Legislature that a financial institution shall not transfer funds from a depositor’s account unless authorization has been granted by that depositor. This division is declaratory of existing case law and is intended to codify the law for the convenience of
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Financial Code - FIN - FIN § 40501
Financial Code - FIN - FIN § 40501
In accordance with the implied contract existing between a financial institution and its depositor, no bank, savings association, credit union, or other financial institution operating in this state which maintains and services demand deposit accounts, including NOW accounts, may
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Financial Code - FIN - FIN § 4051
Financial Code - FIN - FIN § 4051
(a) The Legislature intends for financial institutions to provide their consumers notice and meaningful choice about how consumers’ nonpublic personal information is shared or sold by their financial institutions. (b) It is the intent of the Legislature in enacting the California
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Financial Code - FIN - FIN § 4051.5
Financial Code - FIN - FIN § 4051.5
(a) The Legislature finds and declares all of the following: (1) The California Constitution protects the privacy of California citizens from unwarranted intrusions into their private and personal lives. (2) Federal banking legislation, known as the Gramm-Leach-Bliley Act, which
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Financial Code - FIN - FIN § 4052
Financial Code - FIN - FIN § 4052
For the purposes of this division: (a) “Nonpublic personal information” means personally identifiable financial information (1) provided by a consumer to a financial institution, (2) resulting from any transaction with the consumer or any service performed for the consumer, or (3
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Financial Code - FIN - FIN § 4052.5
Financial Code - FIN - FIN § 4052.5
Except as provided in Sections 4053, 4054.6, and 4056, a financial institution shall not sell, share, transfer, or otherwise disclose nonpublic personal information to or with any nonaffiliated third parties without the explicit prior consent of the consumer to whom the nonpublic
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Financial Code - FIN - FIN § 4053
Financial Code - FIN - FIN § 4053
(a) (1) A financial institution shall not disclose to, or share a consumer’s nonpublic personal information with, any nonaffiliated third party as prohibited by Section 4052.5, unless the financial institution has obtained a consent acknowledgment from the consumer that complies