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Financial Code - FIN - FIN § 4053.5
Financial Code - FIN - FIN § 4053.5
Except as otherwise provided in this division, an entity that receives nonpublic personal information from a financial institution under this division shall not disclose this information to any other entity, unless the disclosure would be lawful if made directly to the other enti
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Financial Code - FIN - FIN § 4054
Financial Code - FIN - FIN § 4054
(a) Nothing in this division shall require a financial institution to provide a written notice to a consumer pursuant to Section 4053 if the financial institution does not disclose nonpublic personal information to any nonaffiliated third party or to any affiliate, except as allo
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Financial Code - FIN - FIN § 4054.6
Financial Code - FIN - FIN § 4054.6
(a) When a financial institution and an organization or business entity that is not a financial institution (“affinity partner”) have an agreement to issue a credit card in the name of the affinity partner (“affinity card”), the financial institution shall be permitted to disclos
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Financial Code - FIN - FIN § 4056
Financial Code - FIN - FIN § 4056
(a) This division shall not apply to information that is not personally identifiable to a particular person. (b) Notwithstanding Sections 4052.5, 4053, 4054, and 4054.6, a financial institution may release nonpublic personal information under the following circumstances: (1) The
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Financial Code - FIN - FIN § 4056.5
Financial Code - FIN - FIN § 4056.5
(a) The provisions of this division do not apply to any person or entity that meets the requirements of paragraph (1) or (2) below. However, when nonpublic personal information is being or will be shared by a person or entity meeting the requirements of paragraph (1) or (2) with
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Financial Code - FIN - FIN § 4057
Financial Code - FIN - FIN § 4057
(a) An entity that negligently discloses or shares nonpublic personal information in violation of this division shall be liable, irrespective of the amount of damages suffered by the consumer as a result of that violation, for a civil penalty not to exceed two thousand five hundr
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Financial Code - FIN - FIN § 4058
Financial Code - FIN - FIN § 4058
Nothing in this division shall be construed as altering or annulling the authority of any department or agency of the state to regulate any financial institution subject to its jurisdiction.
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Financial Code - FIN - FIN § 4058.5
Financial Code - FIN - FIN § 4058.5
This division shall preempt and be exclusive of all local agency ordinances and regulations relating to the use and sharing of nonpublic personal information by financial institutions. This section shall apply both prospectively and retroactively.
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Financial Code - FIN - FIN § 4058.7
Financial Code - FIN - FIN § 4058.7
Nothing in this division shall prevent an insurer, as defined in Section 23 of the Insurance Code, from combining the form required by subdivision (d) of Section 4053 with the form required pursuant to Article 6.6 (commencing with Section 791) of Chapter 1 of Part 2 of Division 1
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Financial Code - FIN - FIN § 4059
Financial Code - FIN - FIN § 4059
The provisions of this division shall be severable, and if any phrase, clause, sentence, or provision is declared to be invalid or is preempted by federal law or regulation, the validity of the remainder of this division shall not be affected thereby.
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Financial Code - FIN - FIN § 406
Financial Code - FIN - FIN § 406
The commissioner shall annually collect from national banking associations and foreign (other state) banks operating trust departments in this state an annual assessment to meet expenses of the department, not exceeding one one-hundredth of 1 percent of the amount required by law
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Financial Code - FIN - FIN § 4060
Financial Code - FIN - FIN § 4060
This division shall become operative on July 1, 2004.
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Financial Code - FIN - FIN § 407
Financial Code - FIN - FIN § 407
Whenever the commissioner makes an assessment pursuant to Section 405 or 406, the commissioner shall fix the date when the assessment is due and payable and shall mail or otherwise deliver to each bank and trust company assessed an invoice showing the amount of its assessment and
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Financial Code - FIN - FIN § 408
Financial Code - FIN - FIN § 408
The commissioner, in addition to the annual assessment, shall collect from each bank authorized to engage in the trust business, to defray the cost of examination, a fee for the examination, as determined by the commissioner. In determining the fee, the commissioner may use the e
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Financial Code - FIN - FIN § 409
Financial Code - FIN - FIN § 409
If any bank or trust company fails to make timely payment of any assessment made pursuant to Section 405, 406, or 408, the commissioner may, in the commissioner’s sole discretion, (a) cancel the certificate of authority of the bank or trust company to conduct a banking or trust b
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Financial Code - FIN - FIN § 410
Financial Code - FIN - FIN § 410
As of the operative date of this section: (a) The State Banking Fund is converted into a separate account in the Financial Institutions Fund and designated as the State Banking Account. (b) All moneys and other assets and all liabilities of the State Banking Fund shall be transfe
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Financial Code - FIN - FIN § 4100
Financial Code - FIN - FIN § 4100
On or after July 1, 2006, a supervised financial institution shall not issue a consumer deposit account number to a customer, if that account number was previously held by another customer of the institution, until at least three years have passed since the account of the other c
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Financial Code - FIN - FIN § 411
Financial Code - FIN - FIN § 411
Except as otherwise provided in Section 413 or 414, all salaries and other expenses of the department, other than those incurred in administering laws relating to savings associations or the savings association business, credit unions or the credit union business, industrial bank
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Financial Code - FIN - FIN § 412
Financial Code - FIN - FIN § 412
The commissioner shall deliver all moneys received or collected by the commissioner under Section 405, 406, or 408 or otherwise, other than moneys received or collected by the commissioner under laws relating to savings associations, the savings association business, credit union
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Financial Code - FIN - FIN § 413
Financial Code - FIN - FIN § 413
(a) In this section, “assessment statute” means any statute that authorizes the commissioner to make or collect an assessment (other than a fine) on financial institutions, including the following: (1) Sections 405 to 407, inclusive. (2) Section 2042. (3) Article 2 (commencing wi
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Financial Code - FIN - FIN § 414
Financial Code - FIN - FIN § 414
Notwithstanding any other provision of this code or of Section 53667 of the Government Code, the commissioner may, at any time during a fiscal year, pay any expense of the department from any of the following accounts and funds: the State Banking Account, the Savings and Loan Acc
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Financial Code - FIN - FIN § 450
Financial Code - FIN - FIN § 450
(a) In this section, “governmental agency” includes, without limitation, any agency of this state, of any other state of the United States, of the United States, or of any foreign nation. (b) The commissioner may furnish information to a governmental agency that regulates financi
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Financial Code - FIN - FIN § 451
Financial Code - FIN - FIN § 451
With the prior approval of the commissioner, a foreign (other state) or foreign (other nation) financial institutions regulatory agency may examine a licensee and any of its offices, provided that the agency has a regulatory interest in the licensee. Any regulatory agency approve
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Financial Code - FIN - FIN § 452
Financial Code - FIN - FIN § 452
(a) Directors, officers, employees, attorneys, accountants, or consultants of a licensee may not disclose in any manner to any person confidential information regarding the licensee received from the commissioner. The prohibition in this section shall not apply to disclosures of
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Financial Code - FIN - FIN § 453
Financial Code - FIN - FIN § 453
Every licensee shall make and file with the commissioner whenever required by him or her a report in any form as the commissioner may prescribe and verified in any manner the commissioner prescribes, showing its financial condition and any other information as the commissioner ma