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Financial Code - FIN - FIN § 50706
Financial Code - FIN - FIN § 50706
(a) Except as provided in subdivision (b), the commissioner has primary regulatory jurisdiction over all transactions in which a licensed residential mortgage lender provides brokerage services, whether the brokerage services are provided under the authority of this chapter or un
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Financial Code - FIN - FIN § 508
Financial Code - FIN - FIN § 508
During any emergency period declared by the Governor no bank shall transact any banking business except to such extent and subject to such regulations, limitations, or restrictions as may be prescribed by the commissioner, which, as to member banks, shall be as consistent as the
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Financial Code - FIN - FIN § 509
Financial Code - FIN - FIN § 509
(a) The commissioner may, in his or her discretion, bring an action in the name of the people of this state in a superior court to enjoin a violation of, to enforce compliance with, or to collect a penalty or other liability imposed under, this division or any regulation or order
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Financial Code - FIN - FIN § 5100
Financial Code - FIN - FIN § 5100
When used in this division, the words and phrases set forth in this article shall have the meanings given in this article unless the context requires another meaning.
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Financial Code - FIN - FIN § 5100.2
Financial Code - FIN - FIN § 5100.2
For purposes of this division: (a) Any reference to regulations of the federal Office of the Comptroller of the Currency or the Federal Deposit Insurance Corporation shall also be deemed to include and refer to regulations adopted by the Federal Home Loan Bank Board or the Federa
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Financial Code - FIN - FIN § 5100.5
Financial Code - FIN - FIN § 5100.5
“Affiliated person” of a savings association means the following: (a) A director, officer, or controlling person of the savings association. (b) A spouse of a director, officer, controlling person of the savings association. (c) A member of the immediate family of a director, off
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Financial Code - FIN - FIN § 5100.6
Financial Code - FIN - FIN § 5100.6
“Affiliate” of a savings association, unless otherwise defined, includes any corporation, business trust, unincorporated association or other similar organization which meets the criteria of subdivision (a), (b), or (c), as follows: (a) The savings association directly or indirec
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Financial Code - FIN - FIN § 5100.7
Financial Code - FIN - FIN § 5100.7
“Controlling person” of a savings association means any person or entity which (a) either directly or indirectly or acting in concert with one or more other persons or entities, owns, controls, or holds with power to vote, or holds proxies representing, 10 percent or more of the
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Financial Code - FIN - FIN § 5100.8
Financial Code - FIN - FIN § 5100.8
“Immediate family” of any natural person means any of the following (whether by the full or half blood or by adoption): (a) The person’s spouse, father, mother, children, brothers, sisters, and grandchildren. (b) The father, mother, brothers, and sisters of the person’s spouse. (
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Financial Code - FIN - FIN § 5100.9
Financial Code - FIN - FIN § 5100.9
“Institution-affiliated party” means any of the following: (a) Any director, officer, employee or controlling stockholder of, or agent for, a savings association. (b) Any person who has filed or is required to file an application to become a savings and loan holding company with
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Financial Code - FIN - FIN § 51000
Financial Code - FIN - FIN § 51000
As used in this division, the following terms shall have the following meanings: (a) “Client” means the taxpayer with whom the exchange facilitator enters into an agreement described in subparagraph (A) of paragraph (1) of subdivision (b). (b) (1) “Exchange facilitator” means a p
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Financial Code - FIN - FIN § 51001
Financial Code - FIN - FIN § 51001
(a) A person who engages in business as an exchange facilitator shall notify all existing exchange clients whose relinquished property is located in this state, or whose replacement property held under a qualified exchange accommodation agreement is located in this state, of any
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Financial Code - FIN - FIN § 51003
Financial Code - FIN - FIN § 51003
(a) A person who engages in business as an exchange facilitator shall at all times comply with one or more of the following: (1) Maintain a fidelity bond or bonds in an amount not less than one million dollars ($1,000,000), executed by an insurer authorized to do business in this
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Financial Code - FIN - FIN § 51005
Financial Code - FIN - FIN § 51005
Any person claiming to have sustained damage by reason of the failure of a person engaging in business as an exchange facilitator to comply with this division may file a claim on the bonds, deposits, or letters of credit described in Section 51003 to recover the damages subject t
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Financial Code - FIN - FIN § 51007
Financial Code - FIN - FIN § 51007
(a) A person who engages in business as an exchange facilitator shall at all times comply with either of the following: (1) Maintain a policy of errors and omissions insurance in an amount not less than two hundred fifty thousand dollars ($250,000), executed by an insurer authori
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Financial Code - FIN - FIN § 51009
Financial Code - FIN - FIN § 51009
(a) A person who engages in business as an exchange facilitator shall have the responsibility to act as a custodian for all exchange funds, including, but not limited to, money, property, other consideration, or instruments received by the person from, or on behalf of, a client,
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Financial Code - FIN - FIN § 5101
Financial Code - FIN - FIN § 5101
“Approved by the members,” in the case of a mutual association, means approved by a majority of all votes cast at a duly held regular or special meeting or by the written consent (including consents by proxy) of a majority of the total votes of members outstanding at the close of
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Financial Code - FIN - FIN § 51011
Financial Code - FIN - FIN § 51011
A person engaged in business as an exchange facilitator shall not do any of the following: (a) Make any material misrepresentations concerning any like-kind exchange transaction that are intended to mislead. (b) Pursue a continued or flagrant course of misrepresentation, or make
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Financial Code - FIN - FIN § 51013
Financial Code - FIN - FIN § 51013
A person who violates this division is subject to civil suit in a court of competent jurisdiction.
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Financial Code - FIN - FIN § 5102
Financial Code - FIN - FIN § 5102
(a) “Association” or “savings association” means a mutual or stock savings association, savings and loan association or savings bank subject to the provisions of this division, but excluding a federal association. (b) “Federal association” means a savings and loan association or
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Financial Code - FIN - FIN § 5103
Financial Code - FIN - FIN § 5103
“Certificate of authority” means: (a) A certificate of authority to transact the business of an association, which is issued by the commissioner pursuant to this division. (b) An uncanceled annual license issued to an association under prior law which is valid on the effective da
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Financial Code - FIN - FIN § 5103.5
Financial Code - FIN - FIN § 5103.5
“Commercial paper” means any note, draft, or bill of exchange which arises out of a current transaction or the proceeds of which have been or are to be used for current transactions, and which has a maturity at the time of issuance of not exceeding nine months, exclusive of days
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Financial Code - FIN - FIN § 5104
Financial Code - FIN - FIN § 5104
“Commissioner” means the Commissioner of Financial Protection and Innovation.
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Financial Code - FIN - FIN § 5105
Financial Code - FIN - FIN § 5105
“Community” means a centralized area or locality in which a body of inhabitants is gathered in one group having common residential, social, or business interests. The term does not necessarily mean a municipal corporation or other political subdivision. A community need not be li
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Financial Code - FIN - FIN § 5105.5
Financial Code - FIN - FIN § 5105.5
“Consumer loan” means a loan for personal, family, or household purposes, and loans reasonably incident thereto, and may be made as either open-end or closed-end consumer credit, but does not include credit extended in connection with credit cards or bona fide overdraft loans.