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Corporations Code - CORP - CORP § 2314
Corporations Code - CORP - CORP § 2314
Chapters 18 (commencing with Section 1800) and 20 (commencing with Section 2000) of the new law apply to actions for involuntary dissolution commenced after the effective date, but the prior law governs any such action pending on the effective date.
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Corporations Code - CORP - CORP § 2315
Corporations Code - CORP - CORP § 2315
Chapters 19 (commencing with Section 1900) and 20 (commencing with Section 2000) of the new law apply to any voluntary dissolution proceeding initiated by the filing of an election after the effective date, but the prior law governs any such proceeding so initiated prior to the e
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Corporations Code - CORP - CORP § 2316
Corporations Code - CORP - CORP § 2316
A foreign association which has transacted intrastate business in this state prior to the effective date and which is required by Section 2105 of the new law to obtain a certificate of qualification from the Secretary of State shall not be subject to any direct or indirect penalt
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Corporations Code - CORP - CORP § 2317
Corporations Code - CORP - CORP § 2317
When any corporate agent for service of process has been designated prior to the effective date and such designation of agent included a name of a city, town or village wherein the corporate agent maintained an office, service on such agent may be effected at any office of the ag
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Corporations Code - CORP - CORP § 2318
Corporations Code - CORP - CORP § 2318
Any corporation existing on the first day of January, 1873, formed under the laws of this state, and still existing, which has not already elected to continue its existence under the prior law, may, at any time, elect to continue its existence under the provisions of this code ap
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Corporations Code - CORP - CORP § 2319
Corporations Code - CORP - CORP § 2319
If the corporate rights, privileges and powers of a corporation have been suspended and are still suspended immediately prior to the effective date pursuant to Sections 5700 through 5908 of the old law and provisions of law there referred to, said sections and provisions continue
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Corporations Code - CORP - CORP § 24001.5
Corporations Code - CORP - CORP § 24001.5
(a) The Legislature finds and declares that the services of directors or officers of nonprofit medical associations, as defined in Section 21200, who serve without compensation are critical to the efficient conduct and management of the public service and charitable affairs of th
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Corporations Code - CORP - CORP § 2500
Corporations Code - CORP - CORP § 2500
This division shall be known and may be cited as the Social Purpose Corporations Act.
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Corporations Code - CORP - CORP § 25000
Corporations Code - CORP - CORP § 25000
This division may be known as the “Corporate Securities Law of 1968.” References herein to “this law” refer to the applicable provisions of this division.
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Corporations Code - CORP - CORP § 25001
Corporations Code - CORP - CORP § 25001
Unless the context otherwise requires, the definitions in this part apply throughout this division.
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Corporations Code - CORP - CORP § 25002
Corporations Code - CORP - CORP § 25002
“Advertisement” means any written or printed communication or any communication by means of recorded telephone messages or spoken on radio, television, or similar communications media, published in connection with the offer or sale of a security.
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Corporations Code - CORP - CORP § 25003
Corporations Code - CORP - CORP § 25003
(a) “Agent” means any individual, other than a broker-dealer or a partner of a licensed broker-dealer, who represents a broker-dealer or who for compensation represents an issuer in effecting or attempting to effect purchases or sales of securities in this state. (b) “Agent” does
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Corporations Code - CORP - CORP § 25003.5
Corporations Code - CORP - CORP § 25003.5
“Business days” are all days other than every Saturday, every Sunday, and such other days as are specified or provided for as holidays in the Government Code of the State of California.
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Corporations Code - CORP - CORP § 25004
Corporations Code - CORP - CORP § 25004
(a) “Broker-dealer” means any person engaged in the business of effecting transactions in securities in this state for the account of others or for that person’s own account. “Broker-dealer” also includes a person engaged in the regular business of issuing or guaranteeing options
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Corporations Code - CORP - CORP § 25005
Corporations Code - CORP - CORP § 25005
“Commissioner” means the Commissioner of Financial Protection and Innovation.
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Corporations Code - CORP - CORP § 25005.1
Corporations Code - CORP - CORP § 25005.1
“Entity conversion transaction” means a conversion pursuant to Section 1151, 1157, 15911.02, 15911.08, 16902, 16908, 17710.02, or 17710.08 or a conversion that occurs entirely out of state, unless the interests in the entity resulting from the conversion to be held by the equity
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Corporations Code - CORP - CORP § 25006
Corporations Code - CORP - CORP § 25006
“Fraud,” “deceit,” and “defraud” are not limited to common law fraud or deceit.
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Corporations Code - CORP - CORP § 25007
Corporations Code - CORP - CORP § 25007
“Guaranteed” means guaranteed as to payment of principal, interest, dividends, or call premium.
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Corporations Code - CORP - CORP § 25008
Corporations Code - CORP - CORP § 25008
(a) An offer or sale of a security is made in this state when an offer to sell is made in this state, or an offer to buy is accepted in this state, or (if both the seller and the purchaser are domiciled in this state) the security is delivered to the purchaser in this state. An o
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Corporations Code - CORP - CORP § 25009
Corporations Code - CORP - CORP § 25009
(a) “Investment adviser” means any person who, for compensation, engages in the business of advising others, either directly or through publications or writings, as to the value of securities or as to the advisability of investing in, purchasing or selling securities, or who, for
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Corporations Code - CORP - CORP § 25009.1
Corporations Code - CORP - CORP § 25009.1
“Investment adviser” does not include persons excepted from the definition of “investment adviser” by Section 202(a)(11) of the Investment Advisers Act of 1940 (15 U.S.C. 80a-1 et seq., as amended), except that with regard to those persons the commissioner may investigate and bri
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Corporations Code - CORP - CORP § 25009.5
Corporations Code - CORP - CORP § 25009.5
(a) “Investment adviser representative” or “associated person of an investment adviser” means any partner, officer, director of (or a person occupying a similar status or performing similar functions) or other individual, except clerical or ministerial personnel, who is employed
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Corporations Code - CORP - CORP § 2501
Corporations Code - CORP - CORP § 2501
Except as otherwise expressly stated, the provisions of Division 1 (commencing with Section 100) shall apply to corporations organized under this division, and references in that division to the terms “close corporation,” “constituent corporation,” “corporation,” “disappearing co
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Corporations Code - CORP - CORP § 25010
Corporations Code - CORP - CORP § 25010
“Issuer” means any person who issues or proposes to issue any security, except that: (a) With respect to certificates of deposit, voting trust certificates or collateral-trust certificates, or with respect to certificates of interest or shares in an unincorporated investment trus
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Corporations Code - CORP - CORP § 25011
Corporations Code - CORP - CORP § 25011
“Nonissuer transaction” means any transaction not directly or indirectly for the benefit of the issuer. A transaction is indirectly for the benefit of the issuer if any portion of the purchase price of any securities involved in the transaction will be received indirectly by the