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Corporations Code - CORP - CORP § 25501
Corporations Code - CORP - CORP § 25501
Any person who violates Section 25401 shall be liable to the person who purchases a security from, or sells a security to, that person, who may sue either for rescission or for damages (if the plaintiff or the defendant, as the case may be, no longer owns the security), unless th
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Corporations Code - CORP - CORP § 25501.5
Corporations Code - CORP - CORP § 25501.5
(a) (1) A person who purchases a security from or sells a security to a broker-dealer that is required to be licensed and has not, at the time of the sale or purchase, applied for and secured from the commissioner a certificate under Part 3 (commencing with Section 25200), that i
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Corporations Code - CORP - CORP § 25502
Corporations Code - CORP - CORP § 25502
Any person who violates Section 25402 shall be liable to the person who purchases a security from him or sells a security to him, for damages equal to the difference between the price at which such security was purchased or sold and the market value which such security would have
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Corporations Code - CORP - CORP § 25502.5
Corporations Code - CORP - CORP § 25502.5
(a) Any person other than the issuer who violates Section 25402 shall be liable to the issuer of the security purchased or sold in violation of Section 25402 for damages in an amount up to three times the difference between the price at which the security was purchased or sold an
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Corporations Code - CORP - CORP § 25503
Corporations Code - CORP - CORP § 25503
Any person who violates Section 25110, 25130, or 25133, or a condition of qualification under Chapter 2 (commencing with Section 25110) of this part, imposed pursuant to Section 25141, or an order suspending trading issued pursuant to Section 25219, shall be liable to any person
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Corporations Code - CORP - CORP § 25504
Corporations Code - CORP - CORP § 25504
Every person who directly or indirectly controls a person liable under Section 25501 or 25503, every partner in a firm so liable, every principal executive officer or director of a corporation so liable, every person occupying a similar status or performing similar functions, eve
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Corporations Code - CORP - CORP § 25504.1
Corporations Code - CORP - CORP § 25504.1
Any person who materially assists in any violation of Section 25110, 25120, 25130, 25133, or 25401, or a condition of qualification under Chapter 2 (commencing with Section 25110) of Part 2 of this division imposed pursuant to Section 25141, or a condition of qualification under
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Corporations Code - CORP - CORP § 25504.2
Corporations Code - CORP - CORP § 25504.2
(a) Any accountant, engineer, appraiser, or other person whose profession gives authority to a statement made by such person, who pursuant to rule of the commissioner has given written consent to be and has been named in any prospectus or offering circular distributed in connecti
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Corporations Code - CORP - CORP § 25505
Corporations Code - CORP - CORP § 25505
A corporation which is liable under this chapter shall have a right of indemnification against any of its principal executive officers, directors, and controlling persons whose willful violation of any provision of this law gave rise to such liability. All persons liable under th
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Corporations Code - CORP - CORP § 25506
Corporations Code - CORP - CORP § 25506
(a) For proceedings commencing before January 1, 2005, no action shall be maintained to enforce any liability created under Section 25500, 25501, or 25502 (or Section 25504 or Section 25504.1 insofar as they related to those sections) unless brought before the expiration of four
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Corporations Code - CORP - CORP § 25506.1
Corporations Code - CORP - CORP § 25506.1
No action shall be maintained to enforce any liability created under Section 25504.2 unless brought within one year after the discovery of the facts constituting the violation, or after such discovery should have been made by the exercise of reasonable diligence. In no event shal
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Corporations Code - CORP - CORP § 25507
Corporations Code - CORP - CORP § 25507
(a) No action shall be maintained to enforce any liability created under Section 25503 (or Section 25504 or Section 25504.1 insofar as they relate to that section) unless brought before the expiration of two years after the violation upon which it is based or the expiration of on
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Corporations Code - CORP - CORP § 25508
Corporations Code - CORP - CORP § 25508
No action shall be maintained to enforce any right of indemnification or contribution created by Section 25505 unless brought before the expiration of one year after final judgment based upon the liability for which the right of indemnification or contribution exists.
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Corporations Code - CORP - CORP § 25508.5
Corporations Code - CORP - CORP § 25508.5
In addition to any other rights provided for under this division, including, but not limited to, Sections 25501 and 25506, or otherwise, a person who purchases a viatical or life settlement contract or a fractionalized or pooled interest therein may rescind or cancel the purchase
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Corporations Code - CORP - CORP § 25509
Corporations Code - CORP - CORP § 25509
Every cause of action under this chapter survives the death of any person who might have been a plaintiff or defendant.
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Corporations Code - CORP - CORP § 25510
Corporations Code - CORP - CORP § 25510
Except as explicitly provided in this chapter, no civil liability in favor of any private party shall arise against any person by implication from or as a result of the violation of any provision of this law or any rule or order hereunder. Nothing in this chapter shall limit any
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Corporations Code - CORP - CORP § 25530
Corporations Code - CORP - CORP § 25530
(a) Whenever it appears to the commissioner that any person has engaged, is engaging, or is about to engage in any act or practice constituting a violation of any provision of this division or any rule or order hereunder, the commissioner may in the commissioner’s discretion brin
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Corporations Code - CORP - CORP § 25530.1
Corporations Code - CORP - CORP § 25530.1
In any proceeding under Section 25530, the court may prohibit, conditionally or unconditionally, and permanently or for such period of time as it shall determine, any person who violated Section 25401 from acting as an officer or director of any issuer that has securities qualifi
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Corporations Code - CORP - CORP § 25531
Corporations Code - CORP - CORP § 25531
(a) The commissioner in his discretion (1) may make such public or private investigations within or outside of this state as he deems necessary to determine whether any person has violated or is about to violate any provision of this law or any rule or order hereunder or to aid i
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Corporations Code - CORP - CORP § 25532
Corporations Code - CORP - CORP § 25532
(a) If, in the opinion of the commissioner, (1) the sale of a security is subject to qualification under this law and it is being or has been offered or sold without first being qualified, the commissioner may order the issuer or offeror of the security to desist and refrain from
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Corporations Code - CORP - CORP § 25533
Corporations Code - CORP - CORP § 25533
The commissioner may refer any evidence available concerning any violation of this law or of any rule or order hereunder to the Attorney General or the district attorney of the county in which the violation occurred, who may, with or without this type of a reference, institute ap
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Corporations Code - CORP - CORP § 25533.5
Corporations Code - CORP - CORP § 25533.5
The commissioner shall send a copy of a desist and refrain order issued under this law to the Attorney General and the district attorney of the county in which the person who is the subject of the order resides or maintains a principal place of business. There shall be no liabili
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Corporations Code - CORP - CORP § 25534
Corporations Code - CORP - CORP § 25534
Whenever any securities are issued which the commissioner determines were offered or sold in violation of Section 25110, 25120, or 25130, the commissioner may, by written order to the issuer and notice to the holders of such securities, require certificates evidencing such securi
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Corporations Code - CORP - CORP § 25535
Corporations Code - CORP - CORP § 25535
(a) Any person who violates any provision of this law, or who violates any rule or order under this law, shall be liable for a civil penalty not to exceed twenty-five thousand dollars ($25,000) for each violation, which shall be assessed and recovered in a civil action brought in
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Corporations Code - CORP - CORP § 25536
Corporations Code - CORP - CORP § 25536
(a) The commissioner may take such actions as are authorized by Section 6d of the federal Commodity Exchange Act (7 U.S.C. Sec. 1 et seq.) as amended before or after the effective date of this section. (b) Nothing in this section shall be construed as a limitation on the powers o