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Corporations Code - CORP - CORP § 29100
Corporations Code - CORP - CORP § 29100
Any person who makes or offers to make any contract constituting bucketing under Section 29008, or who makes any sale constituting bucketing under Section 29008, or who is the keeper of any bucket shop, is guilty of a felony.
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Corporations Code - CORP - CORP § 29101
Corporations Code - CORP - CORP § 29101
Any person who communicates, receives, exhibits, or displays in any manner any statement of quotations of prices of any securities or commodities, with an intent to make, or to offer to make, or to aid in making or offering to make, any contract constituting bucketing under Secti
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Corporations Code - CORP - CORP § 29102
Corporations Code - CORP - CORP § 29102
The felonies specified in this chapter are punishable, for each offense, if the offender is a corporation, by a fine of not less than one thousand dollars ($1,000) nor more than ten thousand dollars ($10,000) or, if the offender is not a corporation, by imprisonment pursuant to s
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Corporations Code - CORP - CORP § 29103
Corporations Code - CORP - CORP § 29103
The prosecution, conviction, and punishment of a corporation under any provision of this chapter shall not be deemed to be a prosecution, conviction, or punishment of any of its officers, directors, or shareholders.
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Corporations Code - CORP - CORP § 29104
Corporations Code - CORP - CORP § 29104
All contracts for the purchase or sale of shares of the capital stock of any corporation or association without any intention on the part of one party to deliver and of the other party to receive the shares, and contemplating merely the payment of differences between the contract
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Corporations Code - CORP - CORP § 29105
Corporations Code - CORP - CORP § 29105
(a) It is unlawful for any person to knowingly alter, destroy, mutilate, conceal, cover up, falsify, or make a false entry in any record, document, or tangible object with the intent to impede, obstruct, or influence the administration or enforcement of this division. (b) It is u
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Corporations Code - CORP - CORP § 29200
Corporations Code - CORP - CORP § 29200
Every person doing business as a broker or making contracts as a broker or agent for the purchase or sale of any securities or commodities on any board of trade or exchange shall keep or cause to be kept at their office or place of business correct and permanent records or books
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Corporations Code - CORP - CORP § 29201
Corporations Code - CORP - CORP § 29201
Every person shall, upon written demand therefor, furnish to any customer or principal for whom he has executed any order for the actual purchase or sale of any securities or commodities on any board of trade or exchange, either for immediate or future delivery, a written stateme
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Corporations Code - CORP - CORP § 29500
Corporations Code - CORP - CORP § 29500
This division shall be known and may be cited as the “California Commodity Law of 1990.” References herein to “this law” refer to the applicable provisions of this division unless the context otherwise requires. The definitions in this chapter govern the construction of this law.
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Corporations Code - CORP - CORP § 29501
Corporations Code - CORP - CORP § 29501
“Board of trade” means any person or group of persons engaged in buying or selling any commodity or receiving the same for sale on consignment, whether the person or group of persons is characterized as a board of trade, exchange, or other form of marketplace.
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Corporations Code - CORP - CORP § 29502
Corporations Code - CORP - CORP § 29502
“Business days” are all days other than every Saturday, every Sunday and such other days as are specified or provided for as holidays in the Government Code.
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Corporations Code - CORP - CORP § 29503
Corporations Code - CORP - CORP § 29503
“Commissioner” means the Commissioner of Financial Protection and Innovation.
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Corporations Code - CORP - CORP § 29504
Corporations Code - CORP - CORP § 29504
“Commodity” means, except as otherwise specified by the commissioner by rule or order, any agricultural, grain, or livestock product or byproduct, any metal or mineral (including a precious metal set forth in Section 29515), any gem or gemstone (whether characterized as precious,
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Corporations Code - CORP - CORP § 29505
Corporations Code - CORP - CORP § 29505
(a) “Commodity contract” means any account, agreement, or contract for the purchase or sale, primarily for speculation or investment purposes and not for use or consumption by the offeree or purchaser, of one or more commodities, whether for immediate or subsequent delivery or wh
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Corporations Code - CORP - CORP § 29506
Corporations Code - CORP - CORP § 29506
“Commodity Exchange Act” means the federal statute so named, as amended before or after January 1, 1991.
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Corporations Code - CORP - CORP § 29507
Corporations Code - CORP - CORP § 29507
“Commodity Futures Trading Commission” means the independent regulatory agency established by Congress to administer the Commodity Exchange Act.
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Corporations Code - CORP - CORP § 29508
Corporations Code - CORP - CORP § 29508
“CFTC Rule” means any rule, regulation, or order of the Commodity Futures Trading Commission in effect on January 1, 1991, and all subsequent amendments, additions, or other revisions thereto, unless the commissioner, within 10 days following the effective date of any amendment,
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Corporations Code - CORP - CORP § 29509
Corporations Code - CORP - CORP § 29509
“Commodity merchant” means any of the following, as defined or described in the Commodity Exchange Act or by CFTC Rule: (a) Futures commission merchant. (b) Commodity pool operator. (c) Commodity trading advisor. (d) Introducing broker. (e) Leverage transaction merchant. (f) An a
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Corporations Code - CORP - CORP § 29510
Corporations Code - CORP - CORP § 29510
“Commodity option” means any account, agreement, or contract giving a party thereto the right but not the obligation to purchase or sell one or more commodities or one or more commodity contracts, or both, whether characterized as an option, privilege, indemnity, bid, offer, put,
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Corporations Code - CORP - CORP § 29511
Corporations Code - CORP - CORP § 29511
“Financial institution” means (a) a national bank or a bank or trust company incorporated under the laws of this state, (b) a federal savings and loan association or federal savings bank, or (c) a federally insured bank chartered by a state of the United States when the commodity
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Corporations Code - CORP - CORP § 29512
Corporations Code - CORP - CORP § 29512
“Good funds” means the verified receipt of immediately available funds according to the applicable requirements of federal Regulation CC.
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Corporations Code - CORP - CORP § 29513
Corporations Code - CORP - CORP § 29513
“Offer” includes every offer to sell, offer to purchase, or offer to enter into a commodity contract or commodity option.
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Corporations Code - CORP - CORP § 29514
Corporations Code - CORP - CORP § 29514
“Person” means an individual, a corporation, a partnership, a limited liability company, an association, a joint stock company, a trust, an unincorporated organization, a government, or a political subdivision of a government.
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Corporations Code - CORP - CORP § 29515
Corporations Code - CORP - CORP § 29515
“Precious metal” means the following in either coin, bullion, or other form: (a) Silver. (b) Gold. (c) Platinum. (d) Palladium. (e) Copper. (f) Other items that the commissioner may specify by rule or order.
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Corporations Code - CORP - CORP § 29515.5
Corporations Code - CORP - CORP § 29515.5
“Purchase price” means all funds paid by or on behalf of a purchaser to a seller of a commodity contract or a commodity option (or to another person at the request or direction of a seller), including, but not limited to, the sale price of a commodity, an administrative charge or