Ca_Law

statute | California

Corporations Code - CORP - CORP § 28400

  • UIDca_leginfo_codes:corp-28400
  • CitationCorporations Code - CORP - CORP § 28400
  • Court / bodyCalifornia Legislative Counsel
  • Decision dateN/A
  • CollectionPUBINFO_2025
  • SourceOriginal

Summary

No licensee shall engage in any business other than the following: (a) The business of providing financing assistance through the purchase of securities of small business firms or smaller business firms doing business or proposing to do business wholly or substantially in this st

Text

No licensee shall engage in any business other than the following:
(a)
The business of providing financing assistance through the purchase of securities of small business firms or smaller business firms doing business or proposing to do business wholly or substantially in this state.
(b)
The business of providing managerial assistance (including managerial and technical assistance) to small business firms or smaller business firms doing business or proposing to do business wholly or substantially in this state.
(c)
At least 20 percent of all financing assistance provided by the
licensee shall be through purchase of securities of smaller business firms doing business or proposing to do business wholly or substantially in this state.

Retrieval chunks

  • #1 | Corporations Code - CORP - CORP § 28400

    No licensee shall engage in any business other than the following: (a) The business of providing financing assistance through the purchase of securities of small business firms or smaller business firms doing business or proposing to do business wholly or substantially in this state. (b) The business of providing …