Ca_Law

statute | California

Financial Code - FIN - FIN § 1204

  • UIDca_leginfo_codes:fin-1204
  • CitationFinancial Code - FIN - FIN § 1204
  • Court / bodyCalifornia Legislative Counsel
  • Decision dateN/A
  • CollectionPUBINFO_2025
  • SourceOriginal

Summary

The commissioner shall charge and collect fees for applications filed under this chapter as fixed in this section. (a) The fee for a negotiating permit shall be fifty dollars ($50). (b) The fee for a permit to exchange a security or to make any change in the rights, preferences,

Text

The commissioner shall charge and collect fees for applications filed under this chapter as fixed in this section.
(a)
The fee for a negotiating permit shall be fifty dollars ($50).
(b)
The fee for a permit to exchange a security or to make any change in the rights, preferences, privileges, or restrictions of or on outstanding securities shall be fifty dollars
($50).
(c)
The fee for any permit to sell securities other than as specified in subdivision (b) shall be one hundred dollars ($100) plus one-tenth of one percent (0.1%) of the aggregate value of the securities sought to be sold, up to a maximum aggregate fee of one thousand seven hundred fifty dollars ($1,750).

Retrieval chunks

  • #1 | Financial Code - FIN - FIN § 1204

    The commissioner shall charge and collect fees for applications filed under this chapter as fixed in this section. (a) The fee for a negotiating permit shall be fifty dollars ($50). (b) The fee for a permit to exchange a security or to make any change in the rights, preferences, privileges, or restrictions of or o…