Ca_Law

case_law | United States Federal

Department of Homeland Security v. Regents of Univ. of Cal.

Summary

The Department of Homeland Security’s decision to rescind the Deferred Action for Childhood Arrivals program was arbitrary and capricious under the Administrative Procedure Act.

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  • #1

    PRELIMINARY PRINT Volume 591 U. S. Part 1 Pages 1–70 OFFICIAL REPORTS OF THE SUPREME COURT June 18, 2020 Page Proof Pending Publication NOTICE: This preliminary print is subject to formal revision before the bound volume is published. Users are requested to notify the Reporter of Decisions, Supreme Court of …

  • #2

    ity for benefts. This Court affrmed by an equally divided vote, and the litigation then continued in the District Court. In June 2017, following a change in Presidential administrations, DHS rescinded the DAPA Memorandum, citing, among other reasons, the ongoing suit by Texas and new policy priorities. That Septem…

  • #3

    Cite as: 591 U. S. 1 (2020) 3 Syllabus explained why she thought her predecessor's decision was sound. In addition to reiterating the illegality conclusion, she offered several new justifcations for the rescission. The Government moved for the Dis- trict Court to reconsider in light of this additional explanation…

  • #4

    ization and are eligible for Social Security and Medicare. Access to such benefts is an interest “courts often are called upon to protect.” Ibid. DACA's rescission is thus subject to review under the APA. Pp. 16–19. Page Proof Pending Publication Page Proof Pending Publication 4 DEP ARTMENT OF HOMELAND SECURITY v…

  • #5

    and after three different courts had identifed faws in the original explanation. Pp. 20–24. (b) Acting Secretary Duke's rescission memorandum failed to con- sider important aspects of the problem before the agency. Although Duke was bound by the Attorney General's determination that DACA is illegal, see 8 U. S. C…

  • #6

    but those features are for the agency to consider in the frst instance. DHS has fexibility in addressing any reliance interests and could have considered various accommodations. While the agency was not re- quired to pursue these accommodations, it was required to assess the existence and strength of any reliance …

  • #7

    son, Margaret Wu, and Brian Danitz. On the brief in No. 18–588 were Lindsay C. Harrison, Ian Heath Gershen- gorn, Thomas J. Perrelli, Matthew E. Price, Ishan K. Bhabha, Benjamin M. Eidelson, Joseph M. Sellers, Ramona E. Romero, Wesley Markham, Cynthia L. Randall, David J. Strom, and Peter J. Ford. Michael J. Mon…

  • #8

    Kevin G. Clarkson of Alaska, Mark Brnovich of Arizona, Leslie Rutledge of Arkansas, Ashley Moody of Florida, Derek Schmidt of Kansas, Jeff Landry of Louisiana, Doug Peterson of Nebraska, Alan Wilson of South Carolina, Jason R. Ravnsborg of South Dakota, and Patrick Morrisey of West Virginia; for the Cato Institute…

  • #9

    anne J. Gorod, and Brian R. Frazelle; for Empirical Scholars by Nikolas Bowie and Oren Nimni; for Former Homeland Security and Immigration Offcials by Joshua Riley, Menno Goedman, Albert Giang, Jeh C. Johnson, and Masha G. Hansford; for Former National Security Offcials by Harold Hongju Koh, Hope R. Metcalf, and P…

  • #10

    alleged, among other things, that the Acting Secretary had violated the Administrative Procedure Act (APA) by failing to adequately address important factors bearing on her deci- sion. For the reasons that follow, we conclude that the Act- ing Secretary did violate the APA, and that the rescission must be vacated…

  • #11

    removed from the United States,” the DACA Memorandum instructs Immigration and Customs Enforcement to “exer- cise prosecutorial discretion[ ] on an individual basis . . . by deferring action for a period of two years, subject to re- newal.” Id., at 100a. In addition, it directs U. S. Citizen- ship and Immigration…

  • #12

    A divided panel of the Court of Appeals for the Fifth Cir- cuit affrmed the preliminary injunction. Texas v. United States, 809 F. 3d 134, 188 (2015). In opposing the injunction, the Government argued that the DAPA Memorandum re- fected an unreviewable exercise of the Government's en- forcement discretion. The Fi…

  • #13

    Fifth Circuit's opinion and this Court's equally divided af- frmance, the Attorney General concluded that DACA shared the “same legal . . . defects that the courts recognized as to DAPA” and was “likely” to meet a similar fate. Id., at 878. “In light of the costs and burdens” that a rescission would “impose[ ] on…

  • #14

    2 In a related challenge not at issue here, the District Court for the District of Maryland granted partial summary judgment in favor of the Government. Casa de Maryland v. United States Dept. of Homeland Page Proof Pending Publication 14 DEP ARTMENT OF HOMELAND SECURITY v. REGENTS OF UNIV . OF CAL. Opinion of t…

  • #15

    Page Proof Pending Publication Cite as: 591 U. S. 1 (2020) 15 Opinion of the Court Duke memorandum,” she “decline[d] to disturb” the rescis- sion. Id., at 121a. Secretary Nielsen went on to articulate her “understanding” of Duke's memorandum, identifying three reasons why, in Nielsen's estimation, “the decision …

  • #16

    U. S. ––– (2019). The issues raised here are (1) whether the APA claims are reviewable, (2) if so, whether the rescission was arbitrary and capricious in violation of the APA, and (3) whether the plaintiffs have stated an equal protection claim. II The dispute before the Court is not whether DHS may rescind DACA…

  • #17

    182, 191 (1993). This limited category of unreviewable ac- tions includes an agency's decision not to institute enforce- ment proceedings, Heckler v. Chaney, 470 U. S. 821, 831–832 (1985), and it is on that exception that the Government pri- marily relies. In Chaney, several death-row inmates petitioned the Food …

  • #18

    class. Ibid. Instead, it directed USCIS to “establish a clear and effcient process” for identifying individuals who met the enumerated criteria. App. to Pet. for Cert. 100a. Based on this directive, USCIS solicited applications from eligible aliens, instituted a standardized review process, and sent formal notice…

  • #19

    ity opinion); id., at 355 (Breyer , J., dissenting). And it is certainly not a bar where, as here, the parties are not chal- lenging any removal proceedings. Section 1252(g) is similarly narrow. That provision limits review of cases “arising from” decisions “to commence pro- ceedings, adjudicate cases, or execute…

  • #20

    agency's reasoning at the time of the agency action.” Pen- sion Beneft Guaranty Corporation v. LTV Corp., 496 U. S. 633, 654 (1990) (emphasis added). See also Alpharma, Inc. v. Leavitt, 460 F. 3d 1, 5–6 (CADC 2006) (Garland, J.) (per- mitting an agency to provide an “amplifed articulation” of a prior “conclusory”…

  • #21

    at 420. But despite purporting to explain the Duke Memo- randum, Secretary Nielsen's reasoning bears little relation- Page Proof Pending Publication 22 DEP ARTMENT OF HOMELAND SECURITY v. REGENTS OF UNIV . OF CAL. Opinion of the Court ship to that of her predecessor. Acting Secretary Duke rested the rescission …

  • #22

    cise of authority. Considering only contemporaneous expla- nations for agency action also instills confdence that the rea- sons given are not simply “convenient litigating position[s].” Christopher v. SmithKline Beecham Corp., 567 U. S. 142, 155 (2012) (internal quotation marks omitted). Permitting agencies to in…

  • #23

    States, 368 U. S. 208, 229 (1961) (Black, J., dissenting). The basic rule here is clear: An agency must defend its actions based on the reasons it gave when it acted. This is not the case for cutting corners to allow DHS to rely upon reasons absent from its original decision. B We turn, fnally, to whether DHS's …

  • #24

    deed they emphasized the point in the reviewability sections of their briefs. But in their merits arguments, respondents never addressed whether or how this unique statutory provi- sion might affect our review. They did not discuss whether Duke was required to explain a legal conclusion that was not hers to make.…

  • #25

    thorized aliens on “a class-wide basis.” Texas, 809 F. 3d, at 170; see id., at 148, 184. The Fifth Circuit's focus on these benefts was central to every stage of its analysis. See id., at 155 (standing); id., at 163 (zone of interest); id., at 164 (applicability of § 1252(g)); id., at 166 (reviewability); id., at …

  • #26

    that nothing in its decision or the preliminary injunction “requires the Secretary to remove any alien or to alter” the Secretary's class-based “enforcement priorities.” Texas, 809 F. 3d, at 166, 169. In other words, the Secretary's for- bearance authority was unimpaired. Acting Secretary Duke recognized that the…

  • #27

    passive restraint requirement in full. Id., at 38. We concluded that the total rescission was arbitrary and capricious. As we explained, NHTSA's justifcation sup- ported only “disallow[ing] compliance by means of” auto- matic seatbelts. Id., at 47. It did “not cast doubt” on the “effcacy of airbag technology” or …

  • #28

    regulation. See 8 CFR § 1.3(a)(4)(vi); see also 42 CFR § 417.422(h) (cross- referencing 8 CFR § 1.3). Thus, DHS could have addressed the Attorney General's determination that such benefts were impermissible under the INA by amending 8 CFR § 1.3 to exclude DACA recipients from those benefts without rescinding the D…

  • #29

    considered potential reliance interests; it counters that she did not need to. In the Government's view, shared by the lead dissent, DACA recipients have no “legally cognizable Page Proof Pending Publication Cite as: 591 U. S. 1 (2020) 31 Opinion of the Court reliance interests” because the DACA Memorandum state…

  • #30

    sent's point, DHS could respond that reliance on forbearance and benefts was unjustifed in light of the express limita- tions in the DACA Memorandum. Or it might conclude that reliance interests in benefts that it views as unlawful are entitled to no or diminished weight. And, even if DHS ulti- mately concludes t…

  • #31

    explore “every alternative device and thought conceivable by the mind of man.” Vermont Yankee Nuclear Power Corp. v. Natural Resources Defense Council, Inc., 435 U. S. 519, 551 (1978). But, because DHS was “not writing on a blank slate,” post, at 59, n. 14 (opinion of Thomas, J.), it was re- quired to assess whet…

  • #32

    ropolitan Housing Development Corp., 429 U. S. 252, 266 (1977). Possible evidence includes disparate impact on a particular group, “[d]epartures from the normal procedural sequence,” and “contemporary statements by members of the decisionmaking body.” Id., at 266–268. Tracking these factors, respondents allege th…

  • #33

    tend that President Trump made critical statements about Latinos that evince discriminatory intent. But, even as in- terpreted by respondents, these statements—remote in time and made in unrelated contexts—do not qualify as “contem- porary statements” probative of the decision at issue. Ar- lington Heights, 429 U…

  • #34

    claims on remand. Respondents' equal protection challenges come to us in a preliminary posture. All that respondents needed to do at this stage of the litigation was state suffcient facts that would “allo[w a] court to draw the reasonable inference that [a] defendant is liable for the misconduct alleged.” Ashcrof…

  • #35

    senting). Nor did any of the statements arise in unrelated contexts. They bear on unlawful migration from Mexico—a keystone of President Trump's campaign and a policy prior- ity of his administration—and, according to respondents, were an animating force behind the rescission of DACA. Cf. ibid. (noting that Presi…

  • #36

    the rationale . . . provided.” Department of Commerce v. Page Proof Pending Publication Cite as: 591 U. S. 1 (2020) 39 Opinion of Thomas, J. New York, 588 U. S. –––, ––– (2019). Only by bypassing con- text does the plurality conclude otherwise. * * * The facts in respondents' complaints create more than a “she…

  • #37

    without any statutory authorization and without going through the requisite rulemaking process. As a result, the program was unlawful from its inception. The majority does not even attempt to explain why a court has the author- ity to scrutinize an agency's policy reasons for rescinding an unlawful program under …

  • #38

    rected immigration enforcement offcers not to remove “cer- tain young people who were brought to this country as chil- 1 I concur in the judgment insofar as the majority rejects respondents' equal protection claim. 2 See Immigrant Children's Educational Advancement and Dropout Pre- vention Act of 2001, H. R. 1582…

  • #39

    § 1324a(h)(3)(B); 8 CFR § 274a.12(c)(14). Despite these changes, the memorandum contradictorily claimed that it “confer[red] no substantive right [or] immigration status,” because “[o]nly the Congress, acting through its legislative authority, can confer these rights.” App. to Pet. for Cert. in No. 18–587, at 101…

  • #40

    The District Court preliminarily enjoined DAPA and ex- panded DACA. The Fifth Circuit affrmed, rejecting DHS' claim that the programs were an exercise of prosecutorial discretion. Texas, 809 F. 3d, at 167, 188. The court con- cluded that the States were likely to succeed on their claim that the 2014 memorandum wa…

  • #41

    not otherwise acted to provide by law.” App. to Pet. for Cert. in No. 18–587, at 112a. It described the history of the Fifth Circuit litigation, noting that the court had concluded that DAPA “conficted with the discretion authorized by Congress” because “the [INA] fatly does not permit the re- classifcation of mi…

  • #42

    exception to the statutory provisions governing removability Page Proof Pending Publication 46 DEP ARTMENT OF HOMELAND SECURITY v. REGENTS OF UNIV . OF CAL. Opinion of Thomas, J. and, in the process, conferred lawful presence on an entire class of aliens. To lawfully implement such changes, DHS needed a grant …

  • #43

    specialized knowledge related to their employers. See §§ 1101(a)(15)(A)–(V), 1184; 8 CFR § 214.1; see also Congres- sional Research Service, J. Wilson, Nonimmigrant and Immi- grant Visa Categories: Data Brief 1–6 (2019) (Table 1). In addition, the statutes permit the Attorney General to grant temporary “parole” i…

  • #44

    Congress knows well how to provide broad discretion, and it has provided open-ended delegations of authority in statutes too numerous to name. But when it comes to lawful pres- ence, Congress did something strikingly different. Instead of enacting a statute with “broad general directives” and leaving it to the ag…

  • #45

    certain classes of individuals eligible for deferred action. See 8 U. S. C. §§ 1154(a)(1)(D)(i)(II), (IV) (certain individuals covered under the Violence Against Women Act are “eligible for deferred action”); Victims of Traffcking and Violence Protection Act of 2000, 114 Stat. 1522 (“ `Any individual de- scribed …

  • #46

    This nuanced detail indicates that Congress has provided the full panoply of methods it thinks should be available for an alien to seek relief from removal, leaving no discre- Moore v. Regan, 453 U. S. 654, 686 (1981)). If any of these programs had been challenged, it would seem that they would be legally infrm fo…

  • #47

    can Trucking Assns., Inc., 531 U. S. 457, 468 (2001). And it 7 It is uncontested that deferred action frequently occurs on a case-by- case basis, often justifed on the grounds that the agency lacks resources to remove all removable aliens. Even assuming that these ad hoc exer- cises of discretion are permissible, …

  • #48

    grams, DACA was implemented without statutory authority. App. 877–878. Not only was this determination correct, but Page Proof Pending Publication Cite as: 591 U. S. 1 (2020) 53 Opinion of Thomas, J. it is also dispositive for purposes of our review. “It is axio- matic that an administrative agency's power . . .…

  • #49

    DACA is the unlawful exercise of power. Now, under the Trump administration, DHS has provided the most compel- ling reason to rescind DACA: The program was unlawful and would force DHS to continue acting unlawfully if it carried the program forward. III The majority's demanding review of DHS' decisionmaking pro…

  • #50

    (2019) (same with respect to materially identical procedures under the Medicare Act). These procedures specify that the agency “shall” publish a notice of proposed rulemaking in the Federal Register, justify the rule by reference to legal authority, describe “the subjects and issues involved” in the rule, and all…

  • #51

    brought to this country differently from other classes of aliens who have lived in the country without incident for many years. And, it did not invoke any law authorizing DHS to create such a program beyond its inexplicable asser- tion that DACA was consistent with existing law. Because DHS failed to engage in th…

  • #52

    At bottom, of course, none of this matters, because DHS did provide a suffcient explanation for its action. DHS' statement that DACA was ultra vires was more than suff- cient to justify its rescission. 12 By requiring more, the ma- jority has distorted the APA review process beyond recog- nition, further burdeni…

  • #53

    assuming the majority correctly characterizes the Fifth Circuit's opinion, it cites no authority for the proposition that arbitrary and capricious review requires an agency to dissect an unlawful program piece by piece, scrutinizing 13 In my view, even if DACA were permitted under the federal immigra- tion laws a…

  • #54

    receiving deferred action through DACA from coverage. Ante, at 26–27, n. 5. But that misses the point. Those regulations were promulgated before “anyone with deferred action under the DACA process applie[d]” for those benefts. See 77 Fed. Reg. 52616 (2012). By contrast, DACA recipients have been eligible for and h…

  • #55

    or “in excess of statutory . . . authority.” 5 U. S. C. §§ 706(2)(A), (C). Accordingly, DHS would simply be engag- ing in yet another exercise of unlawful power if it used reli- ance interests to justify continuing the initially unlawful pro- gram, and a court would be obligated to set aside that action. 15 15 …

  • #56

    deferred-action programs going forward, which is hardly in keeping with this Court's own understanding that deferred action is an “exercise in administrative discretion” used for administrative “convenience.” Reno v. American-Arab Anti-Discrimination Comm., 525 U. S. 471, 484 (1999). Agencies will likely be less w…

  • #57

    either the APA or precedent, the majority declares that DHS Page Proof Pending Publication Page Proof Pending Publication Cite as: 591 U. S. 1 (2020) 63 Opinion of Alito, J. was required to overlook DACA's obvious legal defciencies and provide additional policy reasons and justifcations be- fore restoring the r…

  • #58

    naugh. See post, at 66–68 (opinion concurring in judgment in part and dissenting in part). Justice Kavanaugh, concurring in the judgment in part and dissenting in part. For the last 20 years, the country has engaged in conse- quential policy, religious, and moral debates about the legal status of millions of you…

  • #59

    adopted a policy of prosecutorial discretion and nonenforce- ment with respect to a particular class of offenses or individ- uals, the Executive Branch has the legal authority to rescind such a policy and resume enforcing the law enacted by Con- gress. The Executive Branch's exercise of that rescission authority …

  • #60

    of the arbitrary-and-capricious standard, the Nielsen Memorandum—with its alternative and independent ration- ales and its discussion of reliance—would pass muster as an explanation for the Executive Branch's action. The Nielsen Memorandum was issued nine months after the Duke Memorandum. Under the Administrative…

  • #61

    it from further articulation of its reasoning. It is a rule di- rected at reviewing courts which forbids judges to uphold agency action on the basis of rationales offered by anyone other than the proper decisionmakers.” Alpharma, Inc. v. Leavitt, 460 F. 3d 1, 6 (2006) (Garland, J.) (internal quotation marks omitt…

  • #62

    Court today cites none, that has employed the post hoc justi- fcation doctrine to exclude an agency's offcial explanation of an agency rule. For purposes of arbitrary-and-capricious review, it does not matter whether the latest offcial explana- tion was two years ago or three years ago. What matters is whether th…

  • #63

    rity, 908 F. 3d 476, 521–523 (CA9 2018) (Owens, J., concurring in judg- ment); see also Texas v. United States, 809 F. 3d 134, 196–202 (CA5 2015) (King, J., dissenting); Texas v. United States, 787 F. 3d 733, 770–776 (CA5 2015) (Higginson, J., dissenting); cf. Heckler v. Chaney, 470 U. S. 821, 831– 835 (1985); ICC…