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case_law | United States Federal

Erlinger v. United States

Summary

The Fifth and Sixth Amendments require a unanimous jury to make the determination beyond a reasonable doubt that a defendant’s past offenses were committed on separate occasions for purposes of the Armed Career Criminal Act, 18 U. S. C. § §924(e)(1).

Text

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  • #1

    PRELIMINARY PRINT Volume 602 U. S. Part 1 Pages 821–898 OFFICIAL REPORTS OF THE SUPREME COURT June 21, 2024 REBECCA A. WOMELDORF reporter of decisions Page Proof Pending Publication NOTICE: This preliminary print is subject to formal revision before the bound volume is published. Users are requested to noti…

  • #2

    mitted that given the factual nature of the inquiry and its impact on a defendant's sentence, the Constitution requires a jury to decide unani- mously and beyond a reasonable doubt whether Mr. Erlinger's prior offenses were committed on different occasions. This Court granted certiorari and appointed counsel to de…

  • #3

    Wooden observed, deciding whether those past offenses occurred on three or more different occasions is a fact-laden task. As the govern- ment recognizes, virtually “any fact” that “increase[s] the prescribed range of penalties to which a criminal defendant is exposed” must be resolved by a unanimous jury beyond a …

  • #4

    Mathis v. United States, 579 U. S. 500, 511. Moreover, often Shepard documents will not contain all the information needed to conduct a sen- sible ACCA occasions inquiry, and they can also be “prone to error.” Mathis, 579 U. S., at 512. Pp. 839–842. (3) Amicus insists this Court's Almendarez-Torres precedents are …

  • #5

    judges from doing more, let alone prove a longstanding tradition. Pp. 843–847. (4) Amicus argues that leaving the occasions inquiry to juries would do more to prejudice than to protect defendants. That concern, like arguments about effciency, cannot alter the demands of the Fifth and Sixth Amendments. Tools such …

  • #6

    prison. § 924(a)(2) (2012 ed.). But the government also charged Mr. Erlinger under ACCA. And under that stat- ute, a defendant found guilty of violating § 922(g) can face even more severe punishment. Specifcally, if the defendant has three prior convictions for “violent felon[ies]” or “serious drug offense[s]” th…

  • #7

    prior conviction, not the three ACCA requires. Recogniz- ing as much, the district court vacated its sentence and set the case for a new sentencing hearing. Order, ECF Doc. 81. There, prosecutors once more pursued a 15-year ACCA sentence. This time, though, they pointed to a new set of prior convictions arising f…

  • #8

    In explaining its turnabout, the government pointed to this Court's recent decision in Wooden v. United States, 595 U. S. 360 (2022). That decision did not directly address whether a judge may, or a jury must, resolve disputes about 828 ERLINGER v. UNITED STATES Opinion of the Court whether multiple crimes occur…

  • #9

    ration of Independence for their break with Great Britain was the fact Parliament and the Crown had “depriv[ed] [them] in many cases, of the benefts of Trial by Jury.” ¶20. For centuries, English law had recognized the right to trial by jury. Duncan v. Louisiana, 391 U. S. 145, 151 (1968). Yet, as tensions grew b…

  • #10

    some questioned the adequacy of this provision; even with it, they feared, the new federal government might fall prey to the kinds of temptations that led the British to restrict the jury trial right in the colonies. That right, they argued, had to be “guard[ed] with the most jealous circumspection.” A [New Hamps…

  • #11

    sential to the punishment,' it was treated as `no accusation' at all.” Haymond, 588 U. S., at 642 (quoting 1 J. Bishop, Criminal Procedure § 87, p. 55 (2d ed. 1872) (some alterations omitted)). And at all times the “ `truth of every accusa- tion' ” against a defendant had to be “ `confrmed by the unan- imous suff…

  • #12

    ensuring that the punishments courts issue are not the result of a judicial “inquisition” but are premised on laws adopted by the people's elected representatives and facts found by members of the community. Blakely, 542 U. S., at 307; Hay- mond, 588 U. S., at 640–641. Both of these checks on gov- ernmental power…

  • #13

    defendant's minimum punishment. Alleyne illustrates the point. There, we confronted a case in which a jury had con- victed the defendant of a crime that usually carried a sen- tence of between fve years and life in prison. 570 U. S., at 103–104. But a separate statutory “sentencing enhance- ment” ostensibly allow…

  • #14

    As the government recognizes, there is no doubt what the Constitution requires in these circumstances: Virtually “any fact” that “ `increase[s] the prescribed range of penalties to which a criminal defendant is exposed' ” must be resolved by a unanimous jury beyond a reasonable doubt (or freely ad- mitted in a gu…

  • #15

    curred on different occasions. Or it might not have done so. All we can say for certain is that the sentencing court erred in taking that decision from a jury of Mr. Erlinger's peers. 1 1 Justice Jackson pursues an argument neither the government nor amicus nor the principal dissent attempts. She says Apprendi v.…

  • #16

    old,” post, at 893, and error-prone court records, infra, at 840–842. But does Justice Jackson really think it too much to ask the government to prove its case (as it concedes it must) with reliable evidence before seeking enhanced punishments under a statute like ACCA when the “practical realit[y]” for defendants…

  • #17

    ing Apprendi, 530 U. S., at 490). In separate opinions, a number of Justices have criticized Almendarez-Torres further yet, and Justice Thomas , whose vote was essential to the majority in that case, has called for it to be overruled. See, e. g., Mathis v. United Page Proof Pending Publication 838 ERLINGER v. UN…

  • #18

    Almendarez-Torres's reach cannot be so casually dismissed. Perhaps es- pecially when those explanations were repeated in multiple cases that did “involve recidivism,” such as Shepard, Descamps, and Mathis. Page Proof Pending Publication Cite as: 602 U. S. 821 (2024) 839 Opinion of the Court occurred on at least …

  • #19

    U. S., at 504, 510–511; see Descamps, 570 U. S., at 269. To sanction that practice would be to allow a sentencing court to do exactly what the Fifth and Sixth Amendments forbid. Ibid. The sentencing court in this case disregarded these con- straints. To determine what legal elements attached to Mr. Erlinger's de…

  • #20

    gle occasion from distinct ones. Wooden, 595 U. S., at 369– 370. Often, a qualitative assessment about “the character and relationship” of the offenses may be required. Id., at 369. So may an inquiry into whether the crimes shared “a common scheme or purpose.” Ibid. Not only are Shepard documents of limited utili…

  • #21

    fendant's past offenses will be different enough and sepa- rated by enough time and space that there is little question he committed them on separate occasions. But none of that means a judge rather than a jury should make the call. There is no effciency exception to the Fifth and Sixth Amendments. In a free soci…

  • #22

    ing to fnd all manner of facts about an offender's past crimes. Brief for Court-Appointed Amicus Curiae 7. We have been down this road before. In Apprendi, the Court carefully studied the original meaning of the Fifth and Sixth Amendments and found that almost “any fact that in- creases the penalty for a crime be…

  • #23

    to question Almendarez-Torres's narrow exception than to expand it. 5 Reaching for another tradition, amicus (but not the princi- pal dissent) turns to the Constitution's Double Jeopardy Clause. That Clause, amicus observes, permits a judge to ask whether the government has charged a defendant for the same crim…

  • #24

    range of recidivism-related issues” for judges, rather than juries, to resolve. Brief for Court-Appointed Amicus Curiae 18. But what does this prove? Here again, amicus points to procedures in less than a handful of States. That is not the kind of “uniform postratifcation practice” that can some- times “shed lig…

  • #25

    ognized, in so holding Smith may have gone “too far.” State v. Burgett, 22 Ark. 323, 324 (1860). It is unclear, too, whether Smith even accurately refected South Carolina's customary practice. Apprendi , 530 U. S., at 509, n. 5 (Thomas, J., concurring). Similar problems attend amicus's reliance on historic Louisi…

  • #26

    Defense Lawyers as Amicus Curiae 16–17. Of course not. As these groups stress, and the govern- ment agrees, traditional tools exist to address the prejudicial effect evidence about a defendant's past crimes can have on a jury. Most obviously, a court can bifurcate the proceed- ings. In that “common,” Apprendi, 53…

  • #27

    tion of Federal Defenders observes, some “have resulted in acquittal or dismissal” at the frst stage where prejudicial past conduct was omitted; another has resulted in acquittal at the second stage after the jury found the government had not carried its burden of showing the defendant's prior offenses were commit…

  • #28

    overworked defense attorneys, and other actors involved in maintaining the court system.” K. Klein & S. Klein, A Racially Biased Obstacle Course: Apprendi Transformed the Federal Sentencing Guidelines into a Series of Judicial Obstacles; Can Shame Reduce the Racial Disparities?, 99 N. C. L. Rev. 1391, 1405, 1423 (…

  • #29

    520 (opinion of Thomas, J.); see also Sessions v. Dimaya, 584 U. S. 148, 226 (2018) (Thomas, J., dissenting); Mathis v. United States, 579 U. S. 500, 522 (2016) (Thomas, J., con- Page Proof Pending Publication Cite as: 602 U. S. 821 (2024) 851 Kavanaugh, J., dissenting curring); Descamps v. United States, 570 U.…

  • #30

    may make the different-occasions determination. Because the Court today concludes that only a jury may make the different-occasions determination, I respectfully dissent. I Paul Erlinger has been convicted of at least 9 felonies, in- cluding at least 7 burglaries. Under federal law, he there- fore may not posses…

  • #31

    argument. 77 F. 4th 617, 621–622 (2023) (citing United States v. Elliott, 703 F. 3d 378, 382 (2012)). The Court today, however, rejects the unanimous conclu- sion of the 12 Courts of Appeals. The Court holds that a jury must determine whether a defendant committed his prior felonies on different occasions. I resp…

  • #32

    tion. Ibid. This Court rejected that argument. Id., at 247. Recidivism, the Court stated, “is a traditional, if not the most traditional, basis for a sentencing court's increasing an offender's sentence.” Id., at 243. It is not an element of the present crime of illegal reentry. Id., at 247; see also Jones v. Uni…

  • #33

    cidivism.” Id., at 239. That principle encompasses the different-occasions inquiry. After all, the enhancement in Almendarez-Torres applied when “the defendant was previously deported subsequent to a conviction for commission of an aggravated felony.” Id., at 235 (quotation marks omitted). To apply that enhance- …

  • #34

    v. Harris, 794 F. 3d 885, 887 (CA8 2015); United States v. Walker, 953 F. 3d 577, 580–582 (CA9 2020); United States v. Harris, 447 F. 3d 1300, 1304 (CA10 2006); United States v. Weeks, 711 F. 3d 1255, 1259 (CA11 2013); United States v. Thomas, 572 F. 3d 945, 952, n. 4 (CADC 2009). Page Proof Pending Publication …

  • #35

    Kavanaugh, J., dissenting The other cases cited by the Court did not even involve a constitutional claim. In Mathis v. United States and Des- camps v. United States, the Court interpreted the text of ACCA in order to determine whether a prior conviction con- stituted a “violent felony.” 579 U. S., at 503 (quotati…

  • #36

    including Sixth Amendment errors, “can be harmless.” Washington v. Recuenco, 548 U. S. 212, 218 (2006) (quotation marks omitted). The harmless-error rule serves an impor- tant purpose. It ensures that appellate courts do not set aside convictions or sentences “for small errors or defects that have little, if any,…

  • #37

    the different-occasions question to the jury had no effect on the defendant's sentence. 4 This case is a good example. There can be no reasonable doubt that Erlinger committed three burglaries “on occa- sions different from one another.” 18 U. S. C. § 924(e)(1). Erlinger burglarized three separate businesses, an…

  • #38

    Appeals' decision is a foregone conclusion. The Court de- clines to do so. But the harmless-error analysis will be straightforward for the Court of Appeals on remand. IV The Court today has not overruled Almendarez-Torres; it has simply carved out the different-occasions inquiry from the general Almendarez-Torre…

  • #39

    case is wrong, it certainly is not egregiously wrong. The Sixth Amendment textually guarantees the right to a jury trial, but its text does not specify all that the right en- tails. Instead, to defne the jury right, the Court has looked to the common law, state practices in the founding era, opin- ions and treati…

  • #40

    Louisiana similarly recognized that facts about recidivism “were not essential ingredients constituting the offense charged, upon which the jury had to pass.” State v. Hud- son, 32 La. 1052, 1053 (1880). As the Supreme Court of Lou- isiana later explained, there “is no provision in the Constitu- tion that we have…

  • #41

    588 U. S. 225, 229–230 (2019). The issue here, by contrast, is the use of past offenses to enhance the sentence for the present offense of conviction. Page Proof Pending Publication Page Proof Pending Publication Cite as: 602 U. S. 821 (2024) 865 Kavanaugh, J., dissenting But many States, including Massachusett…

  • #42

    The States had good reason to experiment with different approaches to recidivism enhancements. Why? Requiring the Government to present evidence of a defendant's past crimes to a jury at trial would undermine the right to trial “by an impartial jury” that the Sixth Amendment protects. As this Court “has long reco…

  • #43

    vism enhancements for past offenses has traditionally co- existed with the general right to a jury trial for present offenses. To sum up: Since the early 1800s, some legislatures have entrusted recidivism sentencing fndings to judges, and oth- ers have required juries to make those fndings. That varia- tion refe…

  • #44

    States remain free not to bifurcate (as do federal judges, for that matter). Bifurcated trials have been and remain “rare in our jurisprudence; they have never been compelled by this Court as a matter of constitutional law, or even as a matter of federal procedure.” Spencer, 385 U. S., at 568. Instead, the trial …

  • #45

    Evidence does not require state courts to follow suit when they interpret state rules of evidence. See, e. g., State v. Ball, 99–0428, p. 5 (La. 11/30/99), 756 So. 2d 275, 278 (“We conclude that Old Chief is not controlling and decline to fol- low it”); Commonwealth v. Jemison, 626 Pa. 489, 502, 98 A. 3d 1254, 12…

  • #46

    agree with it, is a clear and easily administered carveout from Almendarez-Torres. Second, as to reliance, the State and Federal Governments possess substantial reliance interests in their existing sen- tencing schemes. “Statutes that punish recidivists more se- verely than frst offenders have a long tradition in…

  • #47

    committed on different occasions, I respectfully dissent. Justice Jackson, dissenting. In the Armed Career Criminal Act (ACCA), 18 U. S. C. § 924(e), Congress directed sentencing judges to conduct a “multi-factored” inquiry into “a range of circumstances” to determine whether a particular defendant's criminal his…

  • #48

    (O'Connor, J., dissenting); id., at 326–327 (Kennedy, J., dissenting); id., at 340–346 (Breyer, J., dissenting); S. Bibas, Judicial Fact-Finding and Sen- tence Enhancements in a World of Guilty Pleas, 110 Yale L. J. 1097 (2001). Cite as: 602 U. S. 821 (2024) 873 Jackson, J., dissenting I agree with Justice Kavana…

  • #49

    doubt. Ibid. That is not the same as a protection against being sentenced to a certain level of punishment unless the facts that are relevant to that sentencing determination have been proved to a jury consistent with the reasonable-doubt standard. The facts that must be proved before a defendant can be convicte…

  • #50

    propriate sentence. See K. Stith & J. Cabranes, Fear of Judg- ing: Sentencing Guidelines in the Federal Courts 9 (1998). Indeed, at the dawn of our Republic, the very frst Congress enacted many criminal laws that prescribed a range of possi- ble punishments, leaving it to judges to determine the proper sentence. …

  • #51

    kinds of factual determinations were considered to be impor- tant factors for imposing the sentence that a person who had been found guilty of a criminal act would be required to serve. And none of them were thought to be subject to the Sixth Amendment's jury-trial right. By the late 19th century, sentencing sche…

  • #52

    have been fashioned for criminal trials which narrowly con- fne the trial contest to evidence that is strictly relevant to the particular offense charged.” Williams, 337 U. S., at 246–247. “A sentencing judge, however, is not confned to the narrow issue of guilt. His task within fxed statutory or constitutional l…

  • #53

    appeared to depend on `what the judge ate for breakfast' on the day of sentencing, on which judge you got, or on other factors that should not have made a difference to the length of the sentence.” Blakely v. Washington, 542 U. S. 296, 332 (2004) (Breyer, J., dissenting). Out of this unregulated environment emerg…

  • #54

    “to manipulate the statutory elements of criminal offenses or to circumvent the procedural protections of the Bill of Rights.” Blakely, 542 U. S., at 316 (O'Connor, J., dissenting). Rather, Congress and the States that adopted these rules did so against a backdrop of unbounded judicial discretion that had proved,…

  • #55

    Cite as: 602 U. S. 821 (2024) 881 Jackson, J., dissenting tional distinction between elements of a crime (facts consti- tuting the crime, typically for the jury to determine) and sentencing facts (facts affecting the sentence, often concern- ing, e. g., the manner in which the offender committed the crime, and t…

  • #56

    the People's elected representatives should be able to pursue new and innovative approaches to sentencing and sentencing reform “without undue interference by courts,” ibid., espe- cially given that unfair and disparate sentences are a persist- ent societal problem that the legislature is indisputably au- thorize…

  • #57

    tence to be imposed within the outer limit authorized by the verdict facts.” Priester, 51 Santa Clara L. Rev., at 48. Apprendi's distinction between permissible and impermis- sible judicial factfnding therefore neither aligns with the doctrine's rationale nor achieves its stated goals. As a re- sult, the Apprendi…

  • #58

    Clara L. Rev., at 50. Far from the mystical myth that the Sixth Amendment vests juries with sentencing power, the reality is that, through its Apprendi doctrine, the Court has merely managed to oust the legislature from its rightful place in the sentencing policy sphere, thereby effectively “in- sist[ing] that th…

  • #59

    constitutionally theirs.” Id., at 330. C I recognize that many criminal defendants and their advo- cates prefer the Apprendi regime, which provides some de- fendants with more procedural protections at sentencing. In no way am I suggesting that the defense bar has “been `somehow duped' into advocating for a rule…

  • #60

    Commission, Inter-District Differences in Federal Sentenc- ing Practices 7 (Jan. 2020) (“Variations in sentencing prac- tices across districts increased in the wake of the Supreme Court's 2005 decision in Booker”); United States Sentencing Commission, Intra-City Differences in Federal Sentencing Practices 7 (Jan.…

  • #61

    Criminal Law, 100 Mich. L. Rev. 505, 530–531 (2001). And at least in some circumstances, the Apprendi rule operates to blunt such measures. See Alleyne, 570 U. S., at 123–124 (Breyer, J., concurring in part and concurring in judgment). But problems created by the legislature can also be ad- dressed through the de…

  • #62

    excessive fnes and cruel and unusual punishments, also play an obvious role in limiting the types of punishments that can be imposed based on sentencing factors. See, e. g., Ring v. Arizona, 536 U. S. 584, 619 (2002) (Breyer, J., concurring in judgment); United States v. Bajakajian, 524 U. S. 321, 334– 335 (1998)…

  • #63

    sessment; rather, the factfnder must consider “a range of circumstances,” including the timing, location, character, and relationship of the crimes. 595 U. S., at 369. The majority now concludes that, “given the intensely factual nature of this inquiry . . . , a jury must resolve it.” Ante, at 828. I come to exac…

  • #64

    As Justice Kavanaugh notes, such fairness concerns have long compelled courts to keep facts concerning a de- fendant's criminal history away from juries. Ante, at 866– 867. “Courts that follow the common-law tradition almost unanimously have come to disallow resort by the prosecution to any kind of evidence of a …

  • #65

    prior crimes were committed on different occasions. Also imagine the defendant's potential arguments in response. Concerning the latter, in this case, Erlinger's counsel sug- gested that his past crimes—three burglaries that occurred on different dates over an 8-day period—could conceivably constitute a single oc…

  • #66

    Wooden calls for, it seems as though some degree of preju- dice from the sheer fact of the defendant's having been pre- viously convicted of crimes of this nature is inevitable. See Krulewitch v. United States, 336 U. S. 440, 453 (1949) (Jack- son, J., concurring) (“The naive assumption that prejudicial effects c…

  • #67

    example, ACCA cases typically involve predicate crimes that may have occurred years—or even, as here, decades—ago. See ante, at 826–827. Erlinger's sentencing for the crime to which ACCA potentially applies took place in 2022. See App. to Pet. for Cert. 14a. The three burglaries that gave rise to the occasions is…

  • #68

    ing arguments that speak directly to imperfect recordkeep- ing and any potentially material gaps. Not so for a jury trial—at least not easily. There is a good reason why lawyers present live witnesses to juries: Showing the cold record documenting an event to a jury has much less value. At a minimum, a jury taske…

  • #69

    long-forgotten crimes of yesteryear? Who will testify about those crimes (who is still around and remembers)? And 4 Some courts have held that sentencing judges cannot consider any evi- dence other than Shepard documents when undertaking ACCA's occasions inquiry. See, e. g., United States v. Elliott, 703 F. 3d 378…

  • #70

    fair to participants in the justice system overall, than requir- ing juries to make that fnding. For this reason, too, this Court should have continued to allow judges to do what they have always done and what they do best—make factual fnd- ings related to a defendant's criminal history, as Apprendi seems to perm…

  • #71

    The attached opinion has been revised to refect the usual publication and citation style of the United States Reports. The revised pagination makes available the offcial United States Reports citation in advance of publication. The syllabus has been prepared by the Reporter of Decisions for the convenience of the …