Ca_Law

case_law | United States Federal

Fischer v. United States

Summary

To prove a violation of 18 U. S. C. §1512(c)(2)—a provision of the Sarbanes-Oxley Act—the Government must establish that the defendant impaired the availability or integrity for use in an official proceeding of records, documents, objects, or other things used in an official proceeding, or attempted to do so.

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  • #1

    PRELIMINARY PRINT Volume 603 U. S. Part 1 Pages 480–519 OFFICIAL REPORTS OF THE SUPREME COURT June 28, 2024 REBECCA A. WOMELDORF reporter of decisions Page Proof Pending Publication NOTICE: This preliminary print is subject to formal revision before the bound volume is published. Users are requested to noti…

  • #2

    (a) To determine the scope of the residual “otherwise” clause in § 1512(c)(2), the Court must decide how it is linked to its “surrounding words,” Yates v. United States, 574 U. S. 528, 536 (plurality opinion), and “ `give effect, if possible, to every clause and word of [the] statute.' ” Williams v. Taylor, 529 U.…

  • #3

    Tethering subsection (c)(2) to the context of (c)(1) recognizes the dis- tinct purpose of each provision. Subsection (c)(1) refers to a defned set of offense conduct—four types of actions that, by their nature, im- pair the integrity or availability of records, documents, or objects for use in an offcial proceedin…

  • #4

    duct in § 1512 itself. That section provides a reticulated list of nearly two dozen means of committing obstruction with penalties ranging from three years to life in prison, or even death. The Government's reading would lump together under (c)(2) disparate types of conduct for which Congress had assigned proporti…

  • #5

    any offcial proceeding, or attempts to do so.” § 1512(c)(2). We consider whether this “otherwise” clause should be read in light of the limited reach of the specifc provision that precedes it. *Briefs of amici curiae urging reversal were fled for America's Future et al. by William J. Olson, Jeremiah L. Morgan, Ro…

  • #6

    back about 25 feet,” and that he “was inside the [Capitol] talking to police.” Id., at 193–194. Body camera footage shows Fischer near a scrum between the crowd and police who were trying to eject trespassers from the building. Id., at 195–196. A grand jury returned a seven-count superseding in - dictment agains…

  • #7

    We granted certiorari. 601 U. S. ––– (2023). II The controversy before us is about the scope of the resid- ual “otherwise” clause in Section 1512(c)(2). On the one hand, Fischer contends that (c)(2) “applies only to acts that affect the integrity or availability of evidence.” Brief for Petitioner 8. On the other…

  • #8

    States 12–13. The problem is defning what exactly Con- gress left for (c)(2). Perhaps Congress sought to criminalize all obstructive acts in Section 1512(c), and having named a few examples in (c)(1), devised (c)(2) to prohibit the rest in one go. The point of (c)(1) would then be to illustrate just one type of c…

  • #9

    harassment of the zoo animals. Merely eating or talking is so unlike the examples that the zoo provided that it would be implausible to assume those activities were prohibited, even if literally covered by the language. The idea is simply that a general phrase can be given a more focused meaning by the terms link…

  • #10

    classifed as a “violent felony” under the statute. Id., at 142–146. The list of crimes that preceded the residual clause—burglary, arson, extortion, and the use of explo- sives—focused on “purposeful, violent, and aggressive con- duct.” Id., at 144–145 (internal quotation marks omitted). And if that focus did not…

  • #11

    do. Indeed, subsection (c)(1) would be an elaborate pump- fake: a list of four types of highly particularized conduct, performed with respect to a record, document, or object and “with the intent to impair the object's integrity or availabil- ity for use in an offcial proceeding,” followed in the very next subsec…

  • #12

    tempt to orchestrate a witness's grand jury testimony). The dissent supposes that because the word “otherwise” in (c)(2) can mean “in a different manner,” “by other means,” or “in other respects,” (c)(1) and (c)(2) are “distinct and in- dependent prohibitions.” Post, at 507, 510 (internal quota- tion marks omitte…

  • #13

    or availability beyond those Congress specifed in (c)(1). B 1 The broader context of Section 1512 in the criminal code confrms that (c)(2) is limited by the scope of (c)(1). Federal obstruction law consists of numerous provisions that target specifc criminal acts and settings. See 18 U. S. C. ch. 73. Much of th…

  • #14

    thorizes up to 30 years' imprisonment for someone who uses or attempts to use physical force against another person with the intent of causing him to be absent from an offcial proceeding. See § 1512(a)(3)(B)(ii) (specifying punishment). Page Proof Pending Publication 494 FISCHER v. UNITED STATES Opinion of the C…

  • #15

    dation” or “threat[s]” against someone is not “wrongful.” § 1512(b). The same is true for most other subparts of Sec- tion 1512 that the Government identifes as having a lesser mens rea than (c)(2). Brief for United States 34; see, e. g., § 1512(a)(1)(A) (criminalizing anyone who “kills or attempts to kill anothe…

  • #16

    ural and probable effect” of interfering with the proceeding. Id., at 599 (internal quotation marks omitted). Such a bar on prosecutions based on “speculative” theories of obstruc- tion, id., at 601, would hardly cabin the reach of (c)(2). The dissent points out that our reading creates some sur- plusage, too. Se…

  • #17

    to authorize such penalties for any conduct that delays or infuences a proceeding in any way, it would have said so. Instead, Section 1512 mentions “record,” “document,” or other “object” 26 times. See 18 U. S. C. §§ 1512(a)(1)(B), (a)(2)(B)(i), (ii), (iii), 1512(b)(2)(A), (B), (C), 1512(c)(1), 1512(f). Rather th…

  • #18

    To prove a violation of Section 1512(c)(2), the Government must establish that the defendant impaired the availability or integrity for use in an offcial proceeding of records, docu- ments, objects, or as we earlier explained, other things used in the proceeding, or attempted to do so. See supra, at 491. The judg…

  • #19

    here. I join in the Court's opinion because I agree with the majority that § 1512(c)(2) does not reach “ `all forms of ob- structive conduct' ” and is, instead, “limited by the preceding list of criminal violations” in § 1512(c)(1). Ante, at 489–490. I write separately to explain why and how that interpreta- tion…

  • #20

    drafters would expect the police to be called, not a referee. Thus, we conclude that the rule is best understood to be in- apposite with respect to conduct at both extremes of the uni- verse of harmful acts in which a player might conceivably engage. We recognize this intuitive fact—that there is a certain categ…

  • #21

    are consistent with how users of language—including legislators—convey meaning. See id., at 212 (“Any lawyer or legislative drafter who writes two or more specifcs followed by a general residual term without the intention that the residual term be limited may be guilty of malpractice”). As such, they are valid ind…

  • #22

    statute noted that “current federal obstruction of justice statutes relating to document destruction [were] riddled with loopholes and burdensome proof requirements.” S. Rep. No. 107–146, p. 6 (2002). According to the Senate Re- Page Proof Pending Publication Page Proof Pending Publication Cite as: 603 U. S. 480…

  • #23

    . . . shall do any act that hampers or impedes a public offcial in the per- formance of the public offcial's lawful duties”). 504 FISCHER v. UNITED STATES Jackson, J., concurring Given that Congress has never before passed a similarly broad obstruction law when others have long existed, it is highly unlikely tha…

  • #24

    prisonment—for example, three years for harassment under § 1512(d)(1), or ten years for threatening a juror under § 1503.” Ante, at 497. Finally, it is worth remembering the statutory context in which Congress chose to prohibit the obstruction-related conduct we are considering today. The statute Congress wrote …

  • #25

    Joseph Fischer allegedly joined a mob of rioters that breached the Capitol on January 6, 2021. At the time, Con- gress was meeting in a joint session to certify the Electoral College results. The riot forced Congress to suspend the proceeding, delaying it for several hours. The Court does not dispute that Congres…

  • #26

    Oxford English Dictionary, at 984; Webster's Third New In- ternational Dictionary 1598 (2002). It is often used to in- troduce a “catchall phras[e].” Texas Dept. of Housing and Community Affairs v. Inclusive Communities Project, 576 U. S. 519, 535 (2015). Here, “otherwise” tells the reader how (c)(1) and (c)(2) f…

  • #27

    ing them onto another violates our normal interpretive prin- ciples. “ `[W]e ordinarily resist reading words or elements into a statute that do not appear on its face.' ” Dean v. United States, 556 U. S. 568, 572 (2009) (quoting Bates v. United States, 522 U. S. 23, 29 (1997)). And “ `[w]here Con- gress includes …

  • #28

    Court does not do what it does when applying noscitur: se- lect between multiple accepted meanings of the words “ob- structs,” “infuences,” and “impedes.” Instead, it modifes those words by adding an adverbial phrase: obstructs, infu- ences or impedes by “ impair[ing] the availability or integ- rity for use in an…

  • #29

    wise attack, assault, or harm any player.' If a line- backer shouts insults at the quarterback and hurts his feelings, has the linebacker nonetheless followed the rule? Of course he has. The examples of prohibited Page Proof Pending Publication Cite as: 603 U. S. 480 (2024) 511 Barrett, J., dissenting actions a…

  • #30

    felony” as a felony that “is burglary, arson, or extortion, in- volves use of explosives, or otherwise involves conduct that presents a serious potential risk of physical injury.” 18 U. S. C. § 924(e)(2)(B)(ii). Begay holds that the example crimes limit the catchall clause to “crimes that are roughly similar . . …

  • #31

    just say that? And if the Court is right about what (c)(2) means, why do we need the specifc examples in (c)(1)? Those acts are already covered. The problem of (c)(2) sub- suming (c)(1) is therefore not unique to my theory. It bears emphasis, though, that the broad overlap makes sense, given the statute's backsto…

  • #32

    as “witness testimony” or “intangible information.” Ante, at 491. This broader “evidence impairment” theory resem- bles Judge Katsas's interpretation. 64 F. 4th 329, 363 (CADC 2023) (dissenting opinion). Both formulations are problematic—and not only because both are atextual. The frst, focused solely on physical…

  • #33

    tigations do not qualify as “offcial proceedings.” See, e. g., United States v. Ermoian, 752 F. 3d 1165, 1172 (CA9 2013); United States v. Ramos, 537 F. 3d 439, 463 (CA5 2008). Likewise, not every provision in § 1512 relates to an offcial proceeding; instead, several target the obstruction of com- munications to …

  • #34

    § 1512(d)(1) makes it a crime to intentionally harass someone and thereby dissuade her from testifying in an offcial pro- ceeding. In contrast to (c)(2), this provision—which carries a signifcantly lower maximum penalty—does not require a defendant to act “corruptly.” This is not to deny that (c)(2)—if allowed it…

  • #35

    (b)(1), (b)(2), (d)(1). “[T]he canon against surplusage merely favors that interpretation which avoids surplusage”—and on that score, the Court's interpretation fares no better than mine. Freeman v. Quicken Loans, Inc., 566 U. S. 624, 635 (2012). Page Proof Pending Publication 518 FISCHER v. UNITED STATES Barre…

  • #36

    352 (Walker, J., concurring in part and concurring in judg- ment) (quoting Marinello, 584 U. S., at 21 (Thomas, J., dissenting); alterations omitted). Under either, the “cor- ruptly” element should screen out innocent activists and lob- byists who engage in lawful activity. And if not, those de- fendants can brin…