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case_law | United States Federal

Esteras v. United States

Summary

A district court considering whether to revoke a defendant’s term of supervised release may not consider 18 U. S. C. §3553(a)(2)(A), which covers retribution vis-à-vis the defendant’s underlying criminal offense.

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  • #1

    PRELIMINARY PRINT Volume 606 U. S. Part 1 Pages 185–225 OFFICIAL REPORTS OF THE SUPREME COURT June 20, 2025 REBECCA A. WOMELDORF reporter of decisions Page Proof Pending Publication NOTICE: This preliminary print is subject to formal revision before the bound volume is published. Users are requested to noti…

  • #2

    whether to revoke a defendant's term of supervised release, § 3583(e) provides that the same eight factors apply. So the question is this: In determining whether to revoke supervised release, may a district court account for these omitted factors—and specifcally § 3553(a)(2)(A)? Es- teras says no; the Government s…

  • #3

    that district courts may not consider that factor. See Tapia v. United States, 564 U. S. 319; Concepcion v. United States, 597 U. S. 481. Al- though Tapia and Concepcion both deal with the imposition of super- vised release under § 3583(c), the same reasoning applies to revocation under § 3583(e): the omission of …

  • #4

    consider retribution in mandatory revocations under § 3583(g) but not in discretionary revocations under § 3583(e)(3). The correct reading of § 3583(g) does not affect the Court's analysis. That § 3583(e) might op- erate differently from § 3583(g) is no reason to disregard § 3583(e)'s plain meaning. Pp. 197–202. …

  • #5

    § 3583(d). If the defendant violates one of these conditions, then the district court may revoke the term of supervised release and require reimprisonment. But a court may do so only “after considering” an enumerated list of sentencing factors: those “set forth in section 3553(a)(1), (a)(2)(B), (a)(2)(C), (a)(2)(…

  • #6

    lenient.” App. 96a. The District Court revoked his super- vised release and ordered 24 months of reimprisonment, an upward variation from the advisory 6-to-12-month range, with three more years of supervised release to follow. At this point, Esteras's counsel objected, arguing that the District Court had impermis…

  • #7

    v. Williams, 443 F. 3d 35, 47–48 (CA2 2006); United States v. Young, 634 F. 3d 233, 238–242 (CA3 2011). By contrast, the Fourth, Ninth, and Tenth Circuits have held that a court may not consider § 3553(a)(2)(A). See United States v. Crudup, 461 F. 3d 433, 439 (CA4 2006); United States v. Miqbel, 444 F. 3d 1173, 11…

  • #8

    correctional treatment in the most effective manner.” “These four considerations—retribution, deterrence, inca- pacitation, and rehabilitation—are the four purposes of sen- in their revocation proceedings had improperly considered § 3553(a)(2)(A). The Sixth Circuit held that these arguments were foreclosed by Este…

  • #9

    § 3553(a) factors—that is, all but two—applies. § 3583(e)(3). 3 3 The same list of factors also applies when a district court modifes the terms of supervised release, such as by terminating supervised release early, by extending the term of supervised release, or by altering the conditions of supervised release. …

  • #10

    The dissent's interpretation is perplexing for another reason too: It treats Congress's omission of § 3553(a)(3) from the set of factors that gov- ern revocation proceedings as nothing more than an inexplicable drafting error; under its view, not only may district courts consider § 3553(a)(3), they must do so. See…

  • #11

    and § 3553(a)(5)). The Commission has adopted the view that “the sen- tence imposed upon revocation [is] intended to sanction the violator for failing to abide by the conditions of the court-ordered supervision.” United States Sentencing Commission, Guidelines Manual ch. 7, pt. A, intro. 3(b) (Nov. 2024); see also…

  • #12

    §§ 3553(a)(2)(A)–(D). Page Proof Pending Publication 196 ESTERAS v. UNITED STATES Opinion of the Court they are applicable.” § 3562(a). And the court may revoke such a term “after considering the factors set forth in section 3553(a).” § 3565(a); see also § 3582(a) (same for imposition of term of imprisonment); …

  • #13

    and the length of any such term, Congress has expressly pre- cluded district courts from considering the need for retribu- tion.” 597 U. S. 481, 494 (2022). Although Tapia and Con- cepcion both deal with the imposition of supervised release under § 3583(c), the same reasoning applies to the revocation of supervis…

  • #14

    allows district courts to consider all but two of the § 3553(a) factors, and because one is inapplicable in this context (§ 3553(a)(3)), § 3553(a)(2)(A) is the only consequential omis- sion. So it makes sense to read § 3583(e) as supplying the universe of factors that the district court can consider. And while th…

  • #15

    the end, she submits a memo recommending that the judge vote to affrm the lower court's decision. According to the dissent, the law clerk has obeyed her boss's instructions. Needless to say, we disagree. More to the point, the dissent never explains why Con- gress omitted § 3553(a)(2)(A) from the list of consider…

  • #16

    namely, deterrence, incapacitation, and rehabilitation—but a court cannot consider the nature and circumstances of the offense as relevant to § 3553(a)(2)(A)'s retributive focus. For instance, if the defendant's original offense was particularly violent, that fact might inform the court's judgment as to whether r…

  • #17

    event, we say nothing about the meaning of § 3553(a)(2)(A) today that we have not already said before. See Tapia, 564 U. S., at 326 (“retribution” is “the frst purpose listed in § 3553(a)(2)”); Concepcion, 597 U. S., at 494. Finally, the Government suggests that § 3583(g), which mandates revocation in certain cir…

  • #18

    At oral argument, the Government expressed concern that it would be diffcult for appellate courts to determine whether a district court has impermissibly relied on § 3553(a) (2)(A). See Tr. of Oral Arg. 49–50. So we conclude with a few observations about appellate review. Much will turn on whether the defendant o…

  • #19

    burden of preserving objections, that district courts will generally comply with the law once an objection is raised, and that plain-error review ap- plies to unpreserved claims. See post, at 224–225. But there is nothing “remarkable” about our explanation, which simply articulates orthodox principles of party pre…

  • #20

    Page Proof Pending Publication Cite as: 606 U. S. 185 (2025) 205 Opinion of Sotomayor, J. United States, 564 U. S. 319, 326 (2011). That resolves these cases. The majority approaches the question differently. “In the context of a revocation hearing,” it reasons, the word “ `of- fense' ” in § 3553(a)(2)(A) refer…

  • #21

    primary goal” of supervised release “is to ease the defend- ant's transition into the community . . . or to provide rehabili- tation”). Thus, “when a defendant violates the conditions of his supervised release, it makes sense that a court must con- sider the forward-looking ends of sentencing (deterrence, in- cap…

  • #22

    my view, that part of the opinion confuses more than it clari- fes. As sentencing judges know, revocation of supervised release occurs in response to new—often criminal—conduct. It is entirely conceivable, and perhaps even likely, that when Congress removed from the list of permissible revocation considerations §…

  • #23

    “the nature and circumstances” of a defendant's offense but is forbidden to consider “the seriousness of the offense.” 18 U. S. C. § 3553(a). The judge must consider what is needed to “dete[r]” violations of the law or to rehabilitate a defend- ant, i. e., to cause him to lead a law-abiding life, but cannot be in…

  • #24

    cases, the court has discretion to choose the appropriate re- sponse. For example, it may “extend” supervised release “if less than the maximum authorized term was previously imposed”; “modify, reduce, or enlarge the conditions of super- vised release”; or, more seriously, “revoke” supervised re- lease and “requi…

  • #25

    exclusio alterius. In English, that means “[t]he expression of one thing implies the exclusion of others.” A. Scalia & B. Garner, Reading Law: The Interpretation of Legal Texts 107 (2012) (Scalia & Garner). To modify a classic example slightly, suppose a sign at the entrance of a park said: “No gasoline- or elect…

  • #26

    no other things may be done. Consider this example. Suppose I tell my law clerks on a Monday that by the end of the week they must complete the bench memos in 6 of the 12 cases scheduled for argument during the next sitting. That statement would strongly imply that completion of other bench memos by the end of 2…

  • #27

    Cite as: 606 U. S. 185 (2025) 213 Alito, J., dissenting any other sites that they should necessarily try to squeeze in. But it is doubtful that they would infer that I am sug- gesting that they should necessarily avoid seeing anything else that might catch their interest. In short, the expressio unius canon is i…

  • #28

    That provision refers to “the kinds of sentences available,” and when a judge is deciding what to do about a defendant who has violated the terms of supervised release, the judge must consider the available options, which include termi- nation, extension, modifcation, and revocation. § 3583(e). Because a term of …

  • #29

    for the Court. Section 3553(a)(2)(A) refers to “the need . . . to promote respect for the law,” and because that provision is omitted from the supervised-release factors, the Court holds that consideration of this factor is not allowed either. But the Sentencing Reform Act demands consideration of factors that ar…

  • #30

    include only three of those four purposes and exclude the goal of retribution supposedly encapsulated in § 3553(a) (2)(A). So, in the Court's view, the supervised-release stat- ute flters out § 3553(a)(2)(A) and thereby prohibits a court from any consideration of the “nature and circumstances of the offense” in l…

  • #31

    the Sentencing Reform Act, the judge considers whether this information suggests that reimprisonment is needed either to “afford adequate deter- rence,” § 3553(a)(2)(B) (i. e., to cause the defendant to leave his former wife alone), or to “protect the public from further crimes of the defendant,” § 3553(a)(2)(C) (…

  • #32

    6 Section 3582(a) prohibits consideration of rehabilitation in deciding on a sentence of imprisonment. See Tapia v. United States, 564 U. S. 319, 332 (2011). Similarly, in § 3563(b), Congress confned the discretion of sen- tencing courts to a particular subset of the § 3553(a) factors. Under that provision, senten…

  • #33

    ensure that “[s]upervised release fulflls [its] rehabilitative ends.” United States v. Johnson, 529 U. S. 53, 59 (2000). But in doing so, Congress likely understood that sealing off any discretion to consider § 3553(a)(2)(A)'s re- tributive factors would be impracticable. Supervised release is “a part of” “a term …

  • #34

    in § 3553(a)(2)) when imposing a term of supervised release.” Ibid . (emphasis in original). Because the wording of § 3583(c) is similar to that of § 3583(e)—the provision that controls alteration of a term of supervised release—the Court today treats Tapia's statement as strong support for its decision. This re…

  • #35

    Whatever weight these dicta merit, they are surely insuf- fcient to support today's decision. B The Court attempts to justify its interpretation by draw- ing a hard line between the Act's primary penalties— “[f]ines, probation, and imprisonment”—and supervised re- lease. Ante, at 196. In its view, the former are…

  • #36

    onment to deter the defendant from future backsliding, to protect society from the consequences of child pornography, or to provide the opportunity for further rehabilitation ef- forts in prison. It is revealing that the Court only half-heartedly buys its forward-looking/ backward-looking distinction. In a foot- …

  • #37

    224 ESTERAS v. UNITED STATES Alito, J., dissenting Other daunting practical problems will arise when judges are deciding whether to alter a defendant's term of super- vised release. When sending a violator of supervised re- lease back to prison, a court must carefully control every word that is uttered to explai…

  • #38

    was actually “intended to bear on” a mandatory factor with which it is closely related. Ibid. After providing this roadmap for district judges, the Court turns to the courts of appeals. The Court reminds circuit judges that an appeal based on today's decision “will be gov- erned by plain-error review,” assuming t…